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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Rhode Island, by city and A to Z.

The short answer

12 registered advisors work at Wells Fargo Clearing Services, LLC in Rhode Island, out of 13,134 nationwide; it's the firm's number 49 state by advisors, and the most are in Providence (7). 1 list the CFP designation and 12 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors by city in Rhode Island

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Providence 7Newport 5

Wells Fargo Clearing Services, LLC advisors in Rhode Island, A to Z

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Wells Fargo Clearing Services, LLC advisors in every state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC in other states

California 2,186Florida 1,092Texas 926North Carolina 879Missouri 862New York 730Virginia 591New Jersey 528Pennsylvania 496Minnesota 430Washington 360Georgia 317Arizona 315Illinois 300Utah 288Colorado 256South Carolina 236Maryland 231Ohio 169Michigan 168Massachusetts 151Alabama 141Nevada 140Connecticut 128Wisconsin 123Iowa 116Tennessee 112Oregon 93Idaho 75Nebraska 71Kansas 67South Dakota 60District of Columbia 47Indiana 47Oklahoma 47Louisiana 37Hawaii 33New Hampshire 32Kentucky 31New Mexico 30Delaware 29Alaska 26Arkansas 22Montana 18Vermont 18Mississippi 17West Virginia 17North Dakota 12Maine 10Wyoming 9

Questions

How many Wells Fargo Clearing Services, LLC financial advisors are in Rhode Island?

12 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 at the firm nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Where in Rhode Island does Wells Fargo Clearing Services, LLC have the most advisors?

Providence, with 7, then Newport (5). Wells Fargo Clearing Services, LLC has advisors in 2 cities in Rhode Island.

How do I check a Wells Fargo Clearing Services, LLC advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.