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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Connecticut, by city and A to Z.

The short answer

545 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Connecticut, out of 22,881 nationwide; it's the firm's number 13 state by advisors, and the most are in Stamford (111). 3 list the CFP designation and 545 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors by city in Connecticut

Every firm in Connecticut →

Stamford 111Greenwich 76Fairfield 63New Haven 39Hartford 35West Hartford 27Darien 25New Canaan 23Guilford 22Mystic 19Ridgefield 19Southbury 19Glastonbury 16Farmington 15Westport 9Shelton 2Bethany 1Bloomfield 1Branford 1Bridgeport 1Cheshire 1Clinton 1Danbury 1Easton 1Groton 1Hamden 1Madison 1Meriden 1Milford 1Newtown 1Norwalk 1Norwich 1Old Saybrook 1Orange 1Simsbury 1Trumbull 1Vernon 1Wallingford 1Weston 1Wethersfield 1Windsor 1

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Connecticut, A to Z (first 500 of 545)

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Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated in other states

New York 3,452California 2,652Florida 2,497New Jersey 1,702Texas 1,642Illinois 896North Carolina 787Massachusetts 755Arizona 700Pennsylvania 698Georgia 595Maryland 568Michigan 536Ohio 460Virginia 414Washington 388Rhode Island 347South Carolina 264Missouri 235Tennessee 234Colorado 216Minnesota 209Indiana 186Nevada 181District of Columbia 177Louisiana 142Alabama 135Oregon 122Utah 120Oklahoma 89Kentucky 86Wisconsin 84New Mexico 80Arkansas 78New Hampshire 71Delaware 67Kansas 62Hawaii 52Iowa 45Nebraska 42Montana 37Mississippi 33Idaho 29Maine 28West Virginia 27South Dakota 17Vermont 17Alaska 16North Dakota 12

Questions

How many Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors are in Connecticut?

545 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 at the firm nationwide. 3 list the CFP designation and 545 are also registered as broker representatives.

Where in Connecticut does Merrill Lynch, Pierce, Fenner & Smith Incorporated have the most advisors?

Stamford, with 111, then Greenwich (76). Merrill Lynch, Pierce, Fenner & Smith Incorporated has advisors in 41 cities in Connecticut.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.