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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Rhode Island, by city and A to Z.

The short answer

324 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rhode Island, out of 22,881 nationwide; it's the firm's number 18 state by advisors, and the most are in Riverside (198). 1 list the CFP designation and 324 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors by city in Rhode Island

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Riverside 198Providence 112Warwick 5Cumberland 4North Providence 4Cranston 3Johnston 3Lincoln 3Greenville 2North Smithfield 2Barrington 1Bristol 1Central Falls 1East Greenwich 1East Providence 1Middletown 1Newport 1North Kingstown 1Wakefield 1Westerly 1Woonsocket 1

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Rhode Island, A to Z

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Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated in other states

New York 3,452California 2,652Florida 2,497New Jersey 1,702Texas 1,642Illinois 896North Carolina 787Massachusetts 755Arizona 700Pennsylvania 698Georgia 595Maryland 568Connecticut 545Michigan 536Ohio 460Virginia 414Washington 388South Carolina 264Missouri 235Tennessee 234Colorado 216Minnesota 209Indiana 186Nevada 181District of Columbia 177Louisiana 142Alabama 135Oregon 122Utah 120Oklahoma 89Kentucky 86Wisconsin 84New Mexico 80Arkansas 78New Hampshire 71Delaware 67Kansas 62Hawaii 52Iowa 45Nebraska 42Montana 37Mississippi 33Idaho 29Maine 28West Virginia 27South Dakota 17Vermont 17Alaska 16North Dakota 12

Questions

How many Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors are in Rhode Island?

324 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 at the firm nationwide. 1 list the CFP designation and 324 are also registered as broker representatives.

Where in Rhode Island does Merrill Lynch, Pierce, Fenner & Smith Incorporated have the most advisors?

Riverside, with 198, then Providence (112). Merrill Lynch, Pierce, Fenner & Smith Incorporated has advisors in 21 cities in Rhode Island.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.