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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Arizona

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Arizona, by city and A to Z.

The short answer

700 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Arizona, out of 22,881 nationwide; it's the firm's number 9 state by advisors, and the most are in Chandler (300). 1 list the CFP designation and 700 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors by city in Arizona

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Chandler 300Scottsdale 135Phoenix 94Gilbert 62Tucson 58Peoria 11Mesa 10Queen Creek 5Glendale 3Litchfield Park 3Prescott 3Sierra Vista 2Tempe 2Avondale 1Carefree 1Cave Creek 1Flagstaff 1Fountain Hills 1Goodyear 1Oro Valley 1Pinetop 1Prescott Valley 1Sun City 1Sun Lakes 1Surprise 1

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Arizona, A to Z (first 500 of 700)

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Merrill Lynch, Pierce, Fenner & Smith Incorporated in other states

New York 3,452California 2,652Florida 2,497New Jersey 1,702Texas 1,642Illinois 896North Carolina 787Massachusetts 755Pennsylvania 698Georgia 595Maryland 568Connecticut 545Michigan 536Ohio 460Virginia 414Washington 388Rhode Island 347South Carolina 264Missouri 235Tennessee 234Colorado 216Minnesota 209Indiana 186Nevada 181District of Columbia 177Louisiana 142Alabama 135Oregon 122Utah 120Oklahoma 89Kentucky 86Wisconsin 84New Mexico 80Arkansas 78New Hampshire 71Delaware 67Kansas 62Hawaii 52Iowa 45Nebraska 42Montana 37Mississippi 33Idaho 29Maine 28West Virginia 27South Dakota 17Vermont 17Alaska 16North Dakota 12

Questions

How many Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors are in Arizona?

700 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 at the firm nationwide. 1 list the CFP designation and 700 are also registered as broker representatives.

Where in Arizona does Merrill Lynch, Pierce, Fenner & Smith Incorporated have the most advisors?

Chandler, with 300, then Scottsdale (135). Merrill Lynch, Pierce, Fenner & Smith Incorporated has advisors in 25 cities in Arizona.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.