Financial ADVSR advisor directory · SEC adviser records
Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in North Dakota
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in North Dakota, by city and A to Z.
The short answer
12 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in North Dakota, out of 22,881 nationwide; it's the firm's number 51 state by advisors, and the most are in Fargo (12). 0 list the CFP designation and 12 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors by city in North Dakota
Every firm in North Dakota →Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in North Dakota, A to Z
Search by name →- Karen A. BurkeFargo
- Matthew H. EngenFargo
- Michelle L. HagenFargo
- Bethany N. HalvorsonFargo
- Penny N. HaugrudFargo
- Joseph A. HeilmanFargo
- Thomas HeilmanFargo
- Derek HouskaFargo
- Peter K. HummelFargo
- Mark JohnsonFargo
- Thad J. PikeFargo
- Kristi N. SimmonsFargo
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Advisor Moves: who changed firms this week →
Merrill Lynch, Pierce, Fenner & Smith Incorporated in other states
New York 3,452California 2,652Florida 2,497New Jersey 1,702Texas 1,642Illinois 896North Carolina 787Massachusetts 755Arizona 700Pennsylvania 698Georgia 595Maryland 568Connecticut 545Michigan 536Ohio 460Virginia 414Washington 388Rhode Island 347South Carolina 264Missouri 235Tennessee 234Colorado 216Minnesota 209Indiana 186Nevada 181District of Columbia 177Louisiana 142Alabama 135Oregon 122Utah 120Oklahoma 89Kentucky 86Wisconsin 84New Mexico 80Arkansas 78New Hampshire 71Delaware 67Kansas 62Hawaii 52Iowa 45Nebraska 42Montana 37Mississippi 33Idaho 29Maine 28West Virginia 27South Dakota 17Vermont 17Alaska 16
Questions
How many Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors are in North Dakota?
12 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 at the firm nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.
Where in North Dakota does Merrill Lynch, Pierce, Fenner & Smith Incorporated have the most advisors?
Fargo, with 12. Merrill Lynch, Pierce, Fenner & Smith Incorporated has advisors in 1 city in North Dakota.
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in North Dakota?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.