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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Southbury, CT

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Southbury, A to Z.

The short answer

20 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Southbury, out of 22,882 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 20 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Southbury, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Southbury

All Southbury advisors →

LPL Financial LLC 11Ameriprise Financial Services, LLC 5MML Investors Services, LLC 5Oppenheimer & Co. Inc. 5Kestra Advisory Services, LLC 3Sanctuary Advisors, LLC 3Stifel, Nicolaus & Company, Incorporated 3

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Southbury?

20 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Southbury, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 20 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Southbury?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in Southbury by registered advisors, ahead of LPL Financial LLC (11).

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Southbury?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.