Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Kestra Advisory Services, LLC financial advisors in Southbury, CT

Every SEC-registered investment adviser representative at a Kestra Advisory Services, LLC office in Southbury, A to Z.

The short answer

8 registered advisors work at Kestra Advisory Services, LLC in Southbury, out of 1,312 at the firm nationwide; it ranks number 6 in the city by advisors. 5 list the CFP designation and 7 are also registered broker representatives.

Kestra Advisory Services, LLC advisors in Southbury, A to Z

Every Kestra Advisory Services, LLC advisor →

Kestra Advisory Services, LLC advisors in every city and state →Kestra Advisory Services, LLC: assets, clients and custodians →Kestra news and advisor moves →Advisor Moves: who changed firms this week →

Kestra Advisory Services, LLC advisors in other cities

Austin, TX 417Port Jefferson, NY 14Fairfield, NJ 13Fort Worth, TX 12Pittsburgh, PA 11Denver, CO 10Freehold, NJ 10Tyler, TX 10Dallas, TX 9Lakewood, CO 9Paramus, NJ 9Plymouth, MN 9Bethesda, MD 8Boca Raton, FL 8Encino, CA 8

Other firms in Southbury

All Southbury advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 11Ameriprise Financial Services, LLC 5MML Investors Services, LLC 5Oppenheimer & Co. Inc. 5Sanctuary Advisors, LLC 3Stifel, Nicolaus & Company, Incorporated 3

Questions

How many financial advisors does Kestra Advisory Services, LLC have in Southbury?

8 investment adviser representatives are registered at Kestra Advisory Services, LLC offices in Southbury, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 1,312 nationwide. 5 list the CFP designation and 7 are also registered as broker representatives.

Is Kestra Advisory Services, LLC one of the largest advisor employers in Southbury?

Kestra Advisory Services, LLC ranks number 6 in Southbury by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Kestra Advisory Services, LLC advisor in Southbury?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Kestra Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.