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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Southbury, CT

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Southbury, A to Z.

The short answer

3 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Southbury, out of 3,111 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Southbury, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Southbury

All Southbury advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 11Ameriprise Financial Services, LLC 5MML Investors Services, LLC 5Oppenheimer & Co. Inc. 5Kestra Advisory Services, LLC 3Sanctuary Advisors, LLC 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Southbury?

3 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Southbury, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Southbury?

Stifel, Nicolaus & Company, Incorporated ranks number 8 in Southbury by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Southbury?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.