Financial ADVSR advisor directory · SEC adviser records
Oppenheimer & Co. Inc. financial advisors in Southbury, CT
Every SEC-registered investment adviser representative at a Oppenheimer & Co. Inc. office in Southbury, A to Z.
The short answer
6 registered advisors work at Oppenheimer & Co. Inc. in Southbury, out of 1,086 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.
Oppenheimer & Co. Inc. advisors in Southbury, A to Z
Every Oppenheimer & Co. Inc. advisor →- Kathleen A. LombardoAlso a broker rep
- Thomas M. McCarthyAlso a broker rep
- Jeffrey T. MontvilleAlso a broker rep
- Alan J. SokolAlso a broker rep
- Marguerite E. TomeoAlso a broker rep
- Ralph L. YovaneAlso a broker rep
Oppenheimer & Co. Inc. advisors in every city and state →Oppenheimer & Co. Inc.: assets, clients and custodians →Oppenheimer news and advisor moves →Advisor Moves: who changed firms this week →
Oppenheimer & Co. Inc. advisors in other cities
New York, NY 223Chicago, IL 53Coral Gables, FL 35Houston, TX 35St. Louis, MO 33Bellevue, WA 28Boston, MA 28Seattle, WA 24Stamford, CT 24Washington, DC 24San Francisco, CA 23Los Angeles, CA 22Jericho, NY 21Birmingham, MI 20Atlanta, GA 18
Other firms in Southbury
All Southbury advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 19LPL Financial LLC 11Ameriprise Financial Services, LLC 5MML Investors Services, LLC 5Kestra Advisory Services, LLC 3Sanctuary Advisors, LLC 3Stifel, Nicolaus & Company, Incorporated 3
Questions
How many financial advisors does Oppenheimer & Co. Inc. have in Southbury?
6 investment adviser representatives are registered at Oppenheimer & Co. Inc. offices in Southbury, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 1,086 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.
Is Oppenheimer & Co. Inc. one of the largest advisor employers in Southbury?
Oppenheimer & Co. Inc. ranks number 5 in Southbury by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.
How do I check a Oppenheimer & Co. Inc. advisor in Southbury?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Oppenheimer & Co. Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.