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Financial ADVSR advisor directory · SEC adviser records

Gwn Securities Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Gwn Securities Inc. office in California, by city and A to Z.

The short answer

37 registered advisors work at Gwn Securities Inc. in California, out of 417 nationwide; it's the firm's number 2 state by advisors, and the most are in Pasadena (6). 2 list the CFP designation and 37 are also registered broker representatives.

Gwn Securities Inc. advisors by city in California

Every firm in California →

Pasadena 6Irvine 2Los Angeles 2Rolling Hills Estates 2Alhambra 1Arcadia 1Bakersfield 1Brea 1Carlsbad 1Corona 1Covina 1Duarte 1Foot Hill Ranch 1Fullerton 1Gardena 1Hacienda Heights 1Healdsburg 1Hermosa Beach 1La Crescenta 1Oakland 1Poway 1Rosemead 1San Diego 1San Francisco 1San Marino 1South El Monte 1Sylmar 1Temple City 1Torrance 1Valencia 1West Covina 1West Hollywood 1Winchester 1

Gwn Securities Inc. advisors in California, A to Z

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Gwn Securities Inc. advisors in every state →Gwn Securities Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Gwn Securities Inc. in other states

Florida 263Pennsylvania 18Texas 18New York 17New Jersey 13Kentucky 5Arizona 4Colorado 4Georgia 4Connecticut 3Ohio 3Oklahoma 3South Carolina 3Utah 3

Questions

How many Gwn Securities Inc. financial advisors are in California?

37 investment adviser representatives are registered at Gwn Securities Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 417 at the firm nationwide. 2 list the CFP designation and 37 are also registered as broker representatives.

Where in California does Gwn Securities Inc. have the most advisors?

Pasadena, with 6, then Irvine (2). Gwn Securities Inc. has advisors in 33 cities in California.

How do I check a Gwn Securities Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Gwn Securities Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.