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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sylmar, CA

Every SEC-registered investment adviser representative at a firm office in Sylmar, with the firms that employ the most of them.

4 registered advisors work in Sylmar; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Sylmar

FirmAdvisors in Sylmar
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Gwn Securities Inc.1
J.P. Morgan Securities LLC news1

Advisors in Sylmar, A to Z

Search all of California →

Other cities in California

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San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Sylmar, CA?

4 investment adviser representatives are registered at firm offices in Sylmar, California, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Sylmar?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 2 registered advisors in Sylmar, followed by Gwn Securities Inc. with 1.

How do I check a financial advisor in Sylmar?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.