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Financial ADVSR advisor directory · SEC adviser records

Gwn Securities Inc. financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Gwn Securities Inc. office in Connecticut, by city and A to Z.

The short answer

3 registered advisors work at Gwn Securities Inc. in Connecticut, out of 417 nationwide; it's the firm's number 11 state by advisors, and the most are in Newtown (1). 0 list the CFP designation and 3 are also registered broker representatives.

Gwn Securities Inc. advisors by city in Connecticut

Every firm in Connecticut →

Newtown 1Norwalk 1Plainville 1

Gwn Securities Inc. advisors in Connecticut, A to Z

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Gwn Securities Inc. advisors in every state →Gwn Securities Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Gwn Securities Inc. in other states

Florida 263California 41Pennsylvania 18Texas 18New York 17New Jersey 13Kentucky 5Arizona 4Colorado 4Georgia 4Ohio 3Oklahoma 3South Carolina 3Utah 3

Questions

How many Gwn Securities Inc. financial advisors are in Connecticut?

3 investment adviser representatives are registered at Gwn Securities Inc. offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 417 at the firm nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Where in Connecticut does Gwn Securities Inc. have the most advisors?

Newtown, with 1, then Norwalk (1). Gwn Securities Inc. has advisors in 3 cities in Connecticut.

How do I check a Gwn Securities Inc. advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Gwn Securities Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.