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Financial ADVSR advisor directory · SEC adviser records

Gwn Securities Inc. financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a Gwn Securities Inc. office in Pasadena, A to Z.

The short answer

6 registered advisors work at Gwn Securities Inc. in Pasadena, out of 434 at the firm nationwide; it ranks number 34 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Gwn Securities Inc. advisors in Pasadena, A to Z

Every Gwn Securities Inc. advisor →

Gwn Securities Inc. advisors in every city and state →Gwn Securities Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Gwn Securities Inc. advisors in other cities

Palm Beach Gardens, FL 271Wayne, PA 10Hauppauge, NY 8Bridgewater, NJ 6Miami Lakes, FL 4Owasso, OK 4Lake Mary, FL 3Camillus, NY 2Carlsbad, CA 2Charlotte, NC 2Glendale, CA 2Irvine, CA 2Katy, TX 2Lake Worth, FL 2Los Angeles, CA 2

Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17

Questions

How many financial advisors does Gwn Securities Inc. have in Pasadena?

6 investment adviser representatives are registered at Gwn Securities Inc. offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 434 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Gwn Securities Inc. one of the largest advisor employers in Pasadena?

Gwn Securities Inc. ranks number 34 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.

How do I check a Gwn Securities Inc. advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Gwn Securities Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.