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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in La Mirada, CA

Every SEC-registered investment adviser representative at a firm office in La Mirada, with the firms that employ the most of them.

13 registered advisors work in La Mirada; the most are at Pfs Investments Inc. (3). 2 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in La Mirada

FirmAdvisors in La Mirada
Pfs Investments Inc.3
Strategic Advisers LLC3
Integrity Alliance, LLC.2
J.P. Morgan Securities LLC news2
LPL Enterprise, LLC news1
Nwf Advisory Services Inc.1
Virtue Capital Management, LLC1

Advisors in La Mirada, A to Z

CFP advisors in La Mirada →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in La Mirada, CA?

13 investment adviser representatives are registered at firm offices in La Mirada, California, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in La Mirada?

Pfs Investments Inc., with 3 registered advisors in La Mirada, followed by Strategic Advisers LLC with 3.

How do I check a financial advisor in La Mirada?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.