Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Ferndale, CA
Every SEC-registered investment adviser representative at a firm office in Ferndale, with the firms that employ the most of them.
3 registered advisors work in Ferndale; the most are at Stifel, Nicolaus & Company, Incorporated (3). 0 list the CFP designation and 3 are also registered broker representatives.
Firms with the most advisors in Ferndale
| Firm | Advisors in Ferndale |
|---|---|
| Stifel, Nicolaus & Company, Incorporated news | 3 |
Advisors in Ferndale, A to Z
Search all of California →- Andrea R. AlejandreStifel, Nicolaus & Company, Incorporated
- Donna M. BowenStifel, Nicolaus & Company, Incorporated
- Laura K. HusseyStifel, Nicolaus & Company, Incorporated
Other cities in California
All of California →San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359
Questions
How many financial advisors are in Ferndale, CA?
3 investment adviser representatives are registered at firm offices in Ferndale, California, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Ferndale?
Stifel, Nicolaus & Company, Incorporated, with 3 registered advisors in Ferndale.
How do I check a financial advisor in Ferndale?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.