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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ben Lomond, CA

Every SEC-registered investment adviser representative at a firm office in Ben Lomond, with the firms that employ the most of them.

3 registered advisors work in Ben Lomond; the most are at Carpe Diem Financial Life Planning (1). 1 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Ben Lomond

FirmAdvisors in Ben Lomond
Carpe Diem Financial Life Planning1
Morgan Stanley news1
Osaic Wealth, Inc. news1

Advisors in Ben Lomond, A to Z

CFP advisors in Ben Lomond →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Ben Lomond, CA?

3 investment adviser representatives are registered at firm offices in Ben Lomond, California, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Ben Lomond?

Carpe Diem Financial Life Planning, with 1 registered advisors in Ben Lomond, followed by Morgan Stanley with 1.

How do I check a financial advisor in Ben Lomond?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.