Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data.
17,210 firms manage $177.9 trillion
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- 041Nomura Asset Management Co., LTD.Private fund adviserAffiliated broker-dealer$602B
- 042Federated Investment Management CompanyAsset managerAffiliated broker-dealerFederated Securities Corp.No custodian reported$590B
- 043UBS Asset Management (americas) LLCAsset managerHybridUBS AG, UBS Asset Management (US) Inc.$588B
- 044Citadel Advisors LLCPrivate fund adviserHybridCitadel Clearing LLC, Citadel Institutional Finance Company LTD.No custodian reported$571B
- 045Metlife Investment Management, LLCAsset managerHybridMetlife Investments Securities, LLC, Metlife Investors Distribution Company$564B
- 046MFS Investment ManagementAsset managerHybridMFS Fund Distributors, Inc., MFS International (hong Kong) Limited$514B
- 047Franklin Advisers, Inc.Asset managerHybridClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited$509B
- 048Columbia Management Investment Advisers, LLCAsset managerHybridAmerican Enterprise Investment Services Inc., Ameriprise Financial Services, LLC$502B
- 049Raymond James & Associates, Inc.Broker-dealer firmHybridCarillon Fund Distributors, Inc., Greensledge Capital Markets LLC$501B
- 050Jpmorgan Asset Management (UK) LimitedPrivate fund adviserAffiliated broker-dealerJ.P. Morgan Securities LLC, J.P. Morgan Securities PLC$484B
- 051Allspring Global Investments, LLCAsset managerHybridAllspring Funds Distributor, LLC$476B
- 052Asset Management One Co., LTD.Asset managerAffiliated broker-dealerMizuho Securities Co., LTD.$471B
- 053J.P. Morgan Private Investments Inc.Wealth managerBank-affiliatedHybridJ.P. Morgan Securities LLC, Jpmorgan Distribution Services, Inc.$470B
- 054Dodge & COXAsset managerHybrid$467B
- 055Ares Management LLCPrivate fund adviserHybridAres Management Capital Markets LLC, Aspida Financial Distributors, LLC$459B
- 056J.P. Morgan Securities LLCBroker-dealer firmHybridJ.P. Morgan Institutional Investments Inc., Jpmorgan Distribution Services, Inc.$430B
- 057Principal Asset ManagementAsset managerHybridEquity FC, LTD., Principal Funds Distributor, Inc., clears through National Financial Services (Fidelity)$428B
- 058U.S. Bancorp Asset Management, Inc.Asset managerHybridBtig, LLC, U.S. Bancorp Advisors, LLC$427B
- 059BNY Mellon Investment Adviser, Inc.Asset managerHybridBNY Mellon Asset Management Canada, LTD, BNY Mellon Capital Markets, LLC, clears through PershingNo custodian reported$419B
- 060Mitsubishi UFJ Trust and Banking CorporationAsset managerAffiliated broker-dealerMorgan Stanley Mufg Securities Co., LTD$407B
- 061Kohlberg Kravis Roberts & Co. L.P.Private fund adviserHybridGlobal Atlantic Distributors, LLC, KKR Capital Markets (ireland) Limited$400B
- 062Neuberger Berman Investment Advisers LLCAsset managerHybridNeuberger Berman BD LLC$399B
- 063Robert W. Baird & Co. IncorporatedBroker-dealer firmHybridBaird Strategas LLC, Robert W. Baird Gmbh$394B
- 064Barings LLCAsset managerHybridBarings Securities LLC$393B
- 065Raymond James Financial Services Advisors, IncWealth managerBank-affiliatedHybridCarillon Fund Distributors, Inc., Cebile Capital LLP$390B
- 066Loomis, Sayles & Company, L.P.Asset managerHybridLoomis Sayles Distributors, L.P., Natixis Distribution, LLC$387B
- 067Fisher InvestmentsWealth manager$387B
- 068Janus Henderson InvestorsAsset managerHybridJanus Henderson Distributors US LLC, Janus Henderson Services US LLC$380B
- 069Dimensional Fund Advisors LTDAsset managerHybridDFA Securities LLC, Dimensional Fund Advisors Canada ULC$365B
- 070DFA Australia LimitedAsset managerAffiliated broker-dealerDFA Securities LLC, Dimensional Fund Advisors Canada ULC$362B
- 071Arrowstreet Capital, Limited PartnershipPrivate fund adviser$351B
- 072Fiam LLCAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)$348B
- 073Pgim Investments LLCAsset managerHybridPruco Securities, LLC, Prudential Annuities Distributors, IncNo custodian reported$345B
- 074Vanguard Advisers, Inc.Wealth managerBank-affiliatedHybridVanguard Marketing Corporation$345B
- 075Nisa Investment Advisors, LLCAsset manager$344B
- 076Pictet Asset Management SAPrivate fund adviserAffiliated broker-dealerBanque Pictet & CIE (europe) AG, Banque Pictet & CIE SA$331B
- 077NYL Investors LLCAsset managerHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)$329B
- 078Cambridge Associates, LLCAsset managerNo custodian reported$327B
- 079Edelman Financial EnginesWealth manager$326B
- 080Allspring Funds Management, LLCAsset managerHybridAllspring Funds Distributor, LLC$325B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25