Asset manager · SAN Francisco, CA
Dodge & COX
SEC-registered investment adviser · CRD 104596 · SEC 801-1895
At a glance
Dodge & COX is an SEC-registered investment adviser based in SAN Francisco, California, with $466.6 billion in regulatory assets under management as of its Form ADV filed April 17, 2026. Its largest client group by assets is investment companies, and it reports 347 individual clients. By Form ADV it is a asset manager, ranked 36th of 3,218 asset managers and 54th of 17,210 SEC-registered advisers by assets.
Main office 415-981-1710dodgeandcox.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $467B
- Rank among asset managers
- #36 of 3,218
- Rank among all SEC RIAs
- #54 of 17,210
- Rank in California
- #6 of 1,873
- Individual clients
- 347
- High-net-worth clients
- 331
- Accounts
- 740
- Discretionary
- 100% of AUM
- Employees
- 336
- Advisory staff
- 100
- Offices
- 1
Owners and executives on its Form ADV
- Katherine M. PrimasChief Compliance Officer, VP, & Shareholder
- Roberta R. KamedaGeneral Counsel, VP, Secretary, & Shareholder
- Philippe BarretDirector, SVP, & Shareholder
- David C. HoeftChair, Chief Investment Officer, Director, & Shareholder
- Roger G. KuoChief Executive Officer, President, Director, & Shareholder
- Stephen ScottChief Financial Officer, Treasurer, and Assistant Secretary
- Lucinda I. JohnsDirector, SVP, & Shareholder
- Raymond J. MertensDirector, SVP, & Shareholder
- Steven C. VoorhisSVP, Director of Research, & Shareholder
- Hallie W. MarshallChief Operating Officer, VP, & Shareholder
Custody and brokerage
Broker-dealer
Hybrid RIA
Dodge & COX is a hybrid RIA: 38 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 9 | $328B | 70% |
| Pension and profit sharing plans | 225 | $73B | 16% |
| State or municipal government entities | 54 | $29B | 6% |
| Pooled investment vehicles | 4 | $12B | 3% |
| Corporations or other businesses | 31 | $8.4B | 2% |
| High-net-worth individuals | 331 | $7.7B | 2% |
| Insurance companies | 9 | $4.0B | <1% |
| Charitable organizations | 61 | $3.4B | <1% |
| Individuals | 16 | $7M | <1% |
Private funds
Dodge & COX reports 2 private funds with $11B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Dodge & COX reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗dodgeandcox.com ↗
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The full record on Dodge & COX
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 76 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Dodge & COX manage?
Dodge & COX reports $466.6 billion in regulatory assets under management across 740 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 17, 2026.
What kind of firm is Dodge & COX?
Dodge & COX is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Dodge & COX’s clients?
By assets, its largest client types are investment companies ($328.5 billion, 9 clients); pension and profit sharing plans ($73.3 billion, 225 clients); state or municipal government entities ($29.4 billion, 54 clients).
Does Dodge & COX manage private funds?
Yes. It reports 2 private funds with $10.9 billion in gross assets, including other private funds.
Does Dodge & COX have any disciplinary history?
Dodge & COX reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Dodge & COX’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →