Asset manager · Charlotte, NC
Allspring Global Investments, LLC
SEC-registered investment adviser · CRD 104973 · SEC 801-21122
At a glance
Allspring Global Investments, LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $475.8 billion in regulatory assets under management as of its Form ADV filed May 13, 2026. Its largest client group by assets is investment companies, and it reports 9,160 individual clients. By Form ADV it is a asset manager, ranked 34th of 3,218 asset managers and 51st of 17,210 SEC-registered advisers by assets.
Main office 833-289-5038allspringglobal.comAs filed on Form ADV
- Regulatory AUM
- $476B
- Rank among asset managers
- #34 of 3,218
- Rank among all SEC RIAs
- #51 of 17,210
- Rank in North Carolina
- #2 of 288
- Individual clients
- 9,160
- High-net-worth clients
- 1,893
- Accounts
- 11,055
- Discretionary
- 100% of AUM
- Employees
- 956
- Advisory staff
- 301
- Offices
- 11
Owners and executives on its Form ADV
- Sallie C. SquireChief Operating Officer
- Francis J. BarankoPresident, Chief Investment Officer - Global Fundamental Investments
- Annette J. LegeChief Financial Officer
- Jimmy T TranChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Allspring Global Investments, LLC is a hybrid RIA: 109 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Allspring Funds Distributor, LLC.
- Allspring Funds Distributor, LLC ↗CRD 133366
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 40 | $340B | 71% |
| Insurance companies | 125 | $41B | 9% |
| State or municipal government entities | 65 | $25B | 5% |
| Pension and profit sharing plans | 78 | $21B | 4% |
| Corporations or other businesses | 424 | $15B | 3% |
| Pooled investment vehicles | 8 | $14B | 3% |
| Charitable organizations | 501 | $10B | 2% |
| High-net-worth individuals | 1,893 | $5.7B | 1% |
| Individuals | 7,267 | $2.9B | <1% |
| Sovereign wealth funds and foreign official institutions | – | $918M | <1% |
Private funds
Allspring Global Investments, LLC reports 14 private funds with $5.8B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Allspring Global Investments, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗allspringglobal.com ↗
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The full record on Allspring Global Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 75 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Allspring Global Investments, LLC manage?
Allspring Global Investments, LLC reports $475.8 billion in regulatory assets under management across 11,055 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 13, 2026.
What kind of firm is Allspring Global Investments, LLC?
Allspring Global Investments, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Allspring Global Investments, LLC’s clients?
By assets, its largest client types are investment companies ($339.9 billion, 40 clients); insurance companies ($41.4 billion, 125 clients); state or municipal government entities ($25.3 billion, 65 clients).
Does Allspring Global Investments, LLC manage private funds?
Yes. It reports 14 private funds with $5.8 billion in gross assets, including other private funds.
Does Allspring Global Investments, LLC have any disciplinary history?
Allspring Global Investments, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Allspring Global Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →