Private fund adviser · Tokyo, Japan
Nomura Asset Management Co., LTD.
SEC-registered investment adviser · CRD 110814 · SEC 801-24357
At a glance
Nomura Asset Management Co., LTD. is an SEC-registered investment adviser based in Tokyo, Japan, with $601.8 billion in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4th of 4,686 private fund advisers and 41st of 17,210 SEC-registered advisers by assets.
Main office +81363874066global.nomura-am.co.jpAs filed on Form ADV
- Regulatory AUM
- $602B
- Rank among private fund advisers
- #4 of 4,686
- Rank among all SEC RIAs
- #41 of 17,210
- Clients
- 1,712
- Accounts
- 1,712
- Discretionary
- 99% of AUM
- Employees
- 960
- Advisory staff
- 310
- Offices
- 1
Owners and executives on its Form ADV
- Takahiro N. HommaDirector
- Seiichiro N. YamamotoOutside Director, Chairperson of the Board of Directors
- Hiroyasu N. KoikeChairperson
- Ryoji N. MaedaOutside Director
- Kiyoshi N. AgataDirector
- Yoshifumi N. KishidaDirector
- Norio N. NakamuraDirector
- Eiji N. OtsuChief Compliance Officer
- Shoichi OhkoshiPresident, CEO, Representative Director
Custody and brokerage
2 custodians
- The Master Trust Bank of Japan, LTD.$43B65%
- Mitsubishi UFJ Trust and Banking$23B35%
Other RIAs using The Master Trust Bank of Japan, LTD.Other multi-custodian RIAs
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1,365 | $508B | 84% |
| State or municipal government entities | 64 | $80B | 13% |
| Pension and profit sharing plans | 251 | $8.5B | 1% |
| Sovereign wealth funds and foreign official institutions | 4 | $2.6B | <1% |
| Corporations or other businesses | 19 | $1.5B | <1% |
| Banking or thrift institutions | 8 | $1.4B | <1% |
| Investment companies | 1 | $339M | <1% |
Disciplinary disclosures
Nomura Asset Management Co., LTD. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗global.nomura-am.co.jp ↗
AtlasMembers
The full record on Nomura Asset Management Co., LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 31 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nomura Asset Management Co., LTD. manage?
Nomura Asset Management Co., LTD. reports $601.8 billion in regulatory assets under management across 1,712 accounts, 99% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
What kind of firm is Nomura Asset Management Co., LTD.?
Nomura Asset Management Co., LTD. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Nomura Asset Management Co., LTD.’s clients?
By assets, its largest client types are pooled investment vehicles ($507.7 billion, 1,365 clients); state or municipal government entities ($79.8 billion, 64 clients); pension and profit sharing plans ($8.5 billion, 251 clients).
Does Nomura Asset Management Co., LTD. have any disciplinary history?
Nomura Asset Management Co., LTD. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Nomura Asset Management Co., LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →