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RB Referral vendor Zoe Financial rewrites its ADV2 for fee hikes in its RIA TAMP that follow a censure, cease-and-desist order, and $450,000 civil penalty to atone for conflict disclosure failures in how it wears both hatsFP A guide to getting AI buy-in as RIAs look to scaleIN TCW’s TPAY private asset income fund set to hit AUM milestoneIN Advisor moves: Raymond James lands $460M father-son team from Wells FargoIN Schwab CEO says firm is blocking rogue AI agents from client accountsIN Best Practices in AI Compliance: How Real Firms Are Making the CallIN Wealth firms moving upmarket face tough talent and outsourcing callsIN Schwab IMPACT 2026 full conference coverageWM Schwab Offers Credit to RIAs to Prompt Use of Claude AI Enterprise PlanIN These are the questions advisors need to ask to ride the AI wave
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4761
    KPP Advisory Services LLCLouisville, KY · 3,995 clientsWealth managerHybrid
    LPL Financial 100%
    $1.2B
  2. 4762
    Verde Servicos Internacionais S.A.Sao Paulo, Brazil · 6 clientsPrivate fund adviserAffiliated broker-dealerCG Compass (USA) LLC, clears through Pershing
    No custodian reported
    $1.2B
  3. 4763
    Hodges Capital Management IncDallas, TX · 448 clientsAsset managerHybridFirst Dallas Securities, Inc.
    Wells Fargo 100%
    $1.2B
  4. 4764
    Lear Investment ManagementDallas, TX · 294 clientsAsset manager
    Schwab 71%Fidelity 29%
    $1.2B
  5. 4765
    Kore Advisors LPBoynton Beach, FL · 6 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  6. 4766
    Sivia Capital Partners, LLCMill Valley, CA · 55 clientsWealth manager
    Fidelity 81%
    $1.2B
  7. 4767
    GE Vernova Investment Advisers, LLCStamford, CT · 1 clientsAsset managerHybridGE Vernova Capital Markets, LLC, GE Vernova Financial Services Limited
    No custodian reported
    $1.2B
  8. 4768
    Solel Partners LPBoston, MA · 3 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  9. 4769
    Opal Wealth Advisors, LLCJericho, NY · 745 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  10. 4770
    Corbel Capital PartnersLos Angeles, CA · 17 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  11. 4771
    Arlington Financial Advisors, LLCSanta Barbara, CA · 631 clientsWealth manager
    Schwab 100%
    $1.2B
  12. 4772
    Acon Latam Management, L.L.C.Washington, DC · 19 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  13. 4773
    AGL US DL Management LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $1.2B
  14. 4774
    Seven Grand Managers LLCBronxville, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  15. 4775
    Wealth Dimensions Group, LTD.Cincinnati, OH · 769 clientsWealth manager
    Fidelity 100%
    $1.2B
  16. 4776
    Great Waters FinancialShoreview, MN · 1,627 clientsWealth manager
    Schwab 100%
    $1.2B
  17. 4777
    Twin Oaks PartnersChatham, NJ · 2 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  18. 4778
    KWB WealthRedlands, CA · 1,971 clientsWealth managerHybrid
    LPL Financial 100%
    $1.2B
  19. 4779
    M Financial Asset Management, Inc.Portland, OR · 1,021 clientsWealth managerHybridM Financial Securities Marketing, Inc., M Holdings Securities, Inc.
    Fidelity 89%
    $1.2B
  20. 4780
    Middleton & Company Inc.Boston, MA · 368 clientsWealth manager
    State Street 61%Fidelity 22%
    $1.2B
  21. 4781
    Aspire Capital Advisors LLCSeattle, WA · 2,123 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  22. 4782
    Graves Light LenhartHarrisonburg, VA · 438 clientsWealth manager
    Schwab 100%
    $1.2B
  23. 4783
    Three Seasons WealthSalt Lake City, UT · 390 clientsWealth manager
    Schwab 80%
    $1.2B
  24. 4784
    Keen Wealth AdvisorsOverland Park, KS · 1,018 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $1.2B
  25. 4785
    Themes Management Company LLCGreenwich, CT · 90 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  26. 4786
    7ridge LimitedLondon, United Kingdom · 5 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  27. 4787
    Bwcp, LPDallas, TX · 6 clientsPrivate fund adviser
    Morgan Stanley 100%
    $1.2B
  28. 4788
    Archon Partners LLC1 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  29. 4789
    Henry H. Armstrong Associates, Inc.Pittsburgh, PA · 141 clientsWealth manager
    Fidelity 54%Schwab 46%
    $1.2B
  30. 4790
    Sc&h WealthHunt Valley, MD · 676 clientsWealth managerAffiliated broker-dealerSc&h Capital Corporation
    Fidelity 100%
    $1.2B
  31. 4791
    HCM Wealth AdvisorsCincinnati, OH · 850 clientsWealth manager
    Schwab 100%
    $1.2B
  32. 4792
    Architect Capital Corp.San Francisco, CA · 22 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  33. 4793
    Sharpe Advisors, LLCNew York, NYWealth manager
    No custodian reported
    $1.2B
  34. 4794
    Platform Technology PartnersLocust Valley, NY · 887 clientsWealth managerHybrid
    Pershing 100%
    $1.2B
  35. 4795
    Legacy Edge AdvisorsSyosset, NY · 532 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.2B
  36. 4796
    Prudent Management AssociatesPhiladelphia, PA · 231 clientsWealth manager
    Fidelity 100%
    $1.2B
  37. 4797
    Vision Capital Management IncPortland, OR · 1,800 clientsWealth manager
    Schwab 70%Fidelity 30%
    $1.2B
  38. 4798
    Centre Partners Management LLCNew York, NY · 32 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.2B
  39. 4799
    Berkshire Money Management, Inc.Dalton, MA · 903 clientsWealth manager
    Schwab 100%
    $1.2B
  40. 4800
    Qtron Investments LLCBoston, MA · 8 clientsAsset manager
    Caceis Bank, S.a 57%J.P. Morgan 30%
    $1.2B

RIAs by state