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RB Referral vendor Zoe Financial rewrites its ADV2 for fee hikes in its RIA TAMP that follow a censure, cease-and-desist order, and $450,000 civil penalty to atone for conflict disclosure failures in how it wears both hatsFP A guide to getting AI buy-in as RIAs look to scaleIN TCW’s TPAY private asset income fund set to hit AUM milestoneIN Advisor moves: Raymond James lands $460M father-son team from Wells FargoIN Schwab CEO says firm is blocking rogue AI agents from client accountsIN Best Practices in AI Compliance: How Real Firms Are Making the CallIN Wealth firms moving upmarket face tough talent and outsourcing callsIN Schwab IMPACT 2026 full conference coverageWM Schwab Offers Credit to RIAs to Prompt Use of Claude AI Enterprise PlanIN These are the questions advisors need to ask to ride the AI wave
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4801
    Harvey Partners, LLCTarrytown, NY · 16 clientsAsset manager
    Northern Trust 100%
    $1.2B
  2. 4802
    Composition Capital LPLos Angeles, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  3. 4803
    Slater Investments LimitedLondon, United Kingdom · 6 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  4. 4804
    Anda Asset Management Co., LTD.Seoul, Korea, South · 74 clientsPrivate fund adviser
    KEB Hana Bank 100%
    $1.2B
  5. 4805
    Pcim Realty Advisors, LLCAddison, TX · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  6. 4806
    Decisionpoint Financial, LLCMesa, AZ · 691 clientsAsset manager
    Schwab 100%
    $1.2B
  7. 4807
    Insight Wealth Strategies, LLCSan Ramon, CA · 585 clientsWealth manager
    Fidelity 100%
    $1.2B
  8. 4808
    Prelude Growth PartnersNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  9. 4809
    Premier Path Wealth Partners, LLCMadison, NJ · 463 clientsWealth manager
    Fidelity 100%
    $1.2B
  10. 4810
    Parkway Wealth Management Group, LLCPlano, TX · 1,342 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $1.2B
  11. 4811
    Mountain Point Credit Management LLCGreenwich, CT · 4 clientsPrivate fund adviserAffiliated broker-dealerEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $1.2B
  12. 4812
    Fourthstone LLCSt. Louis, MO · 5 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  13. 4813
    RLH Equity PartnersLos Angeles, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  14. 4814
    Element Pointe Family OfficeMiami, FL · 54 clientsWealth manager
    Fidelity 92%
    $1.2B
  15. 4815
    Water Island Capital, LLCNew York, NY · 7 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  16. 4816
    Sanford C. Bernstein & Co., LLCNashville, TN · 112 clientsBroker-dealer firmAffiliated broker-dealerAlliancebernstein Investments, Inc., Bernstein Autonomous LLP
    Canadian Imperial Bank of Commerce 77%Sanford C. Bernstein & Co. 23%
    $1.2B
  17. 4817
    Icapital Registered Fund Adviser LLCNew York, NY · 1 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.2B
  18. 4818
    Palmer Square BDC Advisor LLCMission Woods, KS · 1 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  19. 4819
    Cabot Wealth ManagementBeverly, MA · 650 clientsWealth manager
    Schwab 100%
    $1.2B
  20. 4820
    Parthenon LLCLouisville, KY · 243 clientsWealth manager
    Schwab 100%
    $1.2B
  21. 4821
    Wynkoop LLCGreenwood Village, CO · 9 clientsAsset manager
    No custodian reported
    $1.2B
  22. 4822
    Investment Advisory Group LLCSarasota, FL · 1,542 clientsWealth managerHybrid
    Fidelity 100%
    $1.2B
  23. 4823
    Seasons of Advice Wealth ManagementNew York, NY · 891 clientsWealth managerWrap sponsorAffiliated broker-dealer
    Schwab 100%
    $1.2B
  24. 4824
    Snapdragon Capital Partners LLC8 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  25. 4825
    De Groote Financial Group, LLCThousand Oaks, CA · 377 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.2B
  26. 4826
    Wiss Private Client Advisors, LLCFlorham Park, NJ · 186 clientsWealth manager
    Fidelity 100%
    $1.2B
  27. 4827
    Old Ironsides Energy, LLCWaltham, MA · 10 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  28. 4828
    Hauser Retirement Solutions 2 LLCCincinnati, OH · 76 clientsAsset manager
    No custodian reported
    $1.2B
  29. 4829
    Fielder Capital Group LLCNashville, TN · 131 clientsWealth manager
    Fidelity 56%Schwab 44%
    $1.2B
  30. 4830
    Agamerica Lending LLCLakeland, FL · 2 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  31. 4831
    Regents Gate Capital LLPLondon, United Kingdom · 6 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  32. 4832
    Hudson Cove Capital Management LLCJersey City, NJ · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  33. 4833
    ARQ Wealth Advisors, LLCScottsdale, AZ · 605 clientsWealth manager
    Schwab 100%
    $1.2B
  34. 4834
    Ivyrock Asset Management (HK) LimitedHong Kong, Hong Kong · 4 clientsPrivate fund adviser
    Citi 100%
    $1.2B
  35. 4835
    Folger Nolan Fleming Douglas Capital Management, Inc.Washington, DC · 488 clientsWealth managerHybridFolger Nolan Fleming Douglas Incorporated
    Pershing 100%
    $1.2B
  36. 4836
    James Investment Research IncXenia, OH · 431 clientsAsset managerHybrid
    Schwab 47%Morgan Stanley 39%
    $1.2B
  37. 4837
    Hamilton Point Investment Advisors, LLCChapel Hill, NC · 266 clientsWealth manager
    Fidelity 100%
    $1.2B
  38. 4838
    HG Capital Management, LLCNashville, TN · 6 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  39. 4839
    Tokio Marine Asset Management (USA), LTD.New York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  40. 4840
    Amergin Asset Management, LLCBoca Raton, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B

RIAs by state