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Wealth manager, wrap-program sponsor · New York, NY

Seasons of Advice Wealth Management

SOA Wealth Advisors, LLC · SEC-registered investment adviser · CRD 310448 · SEC 801-119603

At a glance

Seasons of Advice Wealth Management is an SEC-registered investment adviser based in New York, New York, with $1.2 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 891 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,280th of 8,915 wealth managers and 4,823rd of 17,210 SEC-registered advisers by assets.

Main office 212-977-3111soawealth.comLinkedInAs filed on Form ADV

Regulatory AUM
$1.2B
Rank among wealth managers
#1,280 of 8,915
Rank among all SEC RIAs
#4,823 of 17,210
Rank in New York
#1,073 of 2,591
Individual clients
891
High-net-worth clients
368
Accounts
3,504
Discretionary
94% of AUM
Employees
20
Advisory staff
12
Offices
3

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Charles Schwab$1.1B

Other RIAs using Charles Schwab

Broker-dealer

Affiliated broker-dealer

It reports a broker-dealer among its affiliates on Form ADV.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals368$1.1B86%
Individuals523$164M14%

Disciplinary disclosures

Seasons of Advice Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Other services

How it’s paid

  • A percentage of assets under management
  • Fixed fees
  • Other

Form ADV and brochures on the SEC’s adviser search ↗soawealth.com ↗

AtlasMembers

The full record on Seasons of Advice Wealth Management

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 5 years of filings
Locked
Growth over one, three and five years
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Rank against 3,004 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
1Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Seasons of Advice Wealth Management manage?

Seasons of Advice Wealth Management reports $1.2 billion in regulatory assets under management across 3,504 accounts, 94% of it on a discretionary basis, on its Form ADV filed March 30, 2026.

What kind of firm is Seasons of Advice Wealth Management?

Seasons of Advice Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Seasons of Advice Wealth Management’s clients?

By assets, its largest client types are high-net-worth individuals ($1.1 billion, 368 clients); individuals ($164 million, 523 clients).

Does Seasons of Advice Wealth Management have any disciplinary history?

Seasons of Advice Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Seasons of Advice Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →