Asset manager · Mesa, AZ
Decisionpoint Financial, LLC
SEC-registered investment adviser · CRD 296988 · SEC 801-113384
At a glance
Decisionpoint Financial, LLC is an SEC-registered investment adviser based in Mesa, Arizona, with $1.2 billion in regulatory assets under management as of its Form ADV filed September 1, 2026. Its largest client group by assets is state or municipal government entities, and it reports 602 individual clients. By Form ADV it is a asset manager, ranked 1,259th of 3,218 asset managers and 4,806th of 17,210 SEC-registered advisers by assets.
Main office 480-553-6249decisionpointfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among asset managers
- #1,259 of 3,218
- Rank among all SEC RIAs
- #4,806 of 17,210
- Rank in Arizona
- #32 of 212
- Individual clients
- 602
- High-net-worth clients
- 146
- Accounts
- 1,853
- Discretionary
- 100% of AUM
- Employees
- 18
- Advisory staff
- 14
- Offices
- 3
Owners and executives on its Form ADV
- Scott J. JohnsonChief Compliance Officer
- Curtis J. HarrisonVice President
- Matthew J. DaleyPartner & Senior Financial Planner
- Katherine G. DowMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 27 | $482M | 39% |
| High-net-worth individuals | 146 | $468M | 38% |
| Pension and profit sharing plans | 47 | $128M | 10% |
| Individuals | 456 | $127M | 10% |
| Pooled investment vehicles | 15 | $20M | 2% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Decisionpoint Financial, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗decisionpointfinancial.com ↗
AtlasMembers
The full record on Decisionpoint Financial, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 971 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Decisionpoint Financial, LLC manage?
Decisionpoint Financial, LLC reports $1.2 billion in regulatory assets under management across 1,853 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 1, 2026.
What kind of firm is Decisionpoint Financial, LLC?
Decisionpoint Financial, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Decisionpoint Financial, LLC’s clients?
By assets, its largest client types are state or municipal government entities ($482 million, 27 clients); high-net-worth individuals ($468 million, 146 clients); pension and profit sharing plans ($128 million, 47 clients).
Does Decisionpoint Financial, LLC have any disciplinary history?
Decisionpoint Financial, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Decisionpoint Financial, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →