Chief Compliance Officer · Decisionpoint Financial, LLC
Scott J. Johnson
CRD 2366054 · Named on Form ADV at one SEC-registered adviser
At a glance
Decisionpoint Financial, LLC, an SEC-registered asset manager based in Mesa, AZ with $1.2 billion in regulatory assets, lists Scott J. Johnson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Decisionpoint Financial, LLCChief Compliance OfficerAsset manager · Mesa, AZ · $1.2B in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Curtis J. HarrisonVice President, Decisionpoint Financial, LLC
- Matthew J. DaleyPartner & Senior Financial Planner, Decisionpoint Financial, LLC
- Katherine G. DowMember, Decisionpoint Financial, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.