Wealth manager, independent · Salt Lake City, UT
Three Seasons Wealth
SEC-registered investment adviser · CRD 326517 · SEC 801-127982
At a glance
Three Seasons Wealth is an SEC-registered investment adviser based in Salt Lake City, Utah, with $1.2B in regulatory assets under management as of its Form ADV filed March 10, 2026. It reports 372 individual clients, 137 of them high-net-worth, holding an average of about $3.3 million each, and 14 employees. That ranks it 893rd among the nation’s 5,657 independent wealth management RIAs and 16th of 85 in Utah. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Wells Fargo.
Main office 801-662-0585threeseasonswealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #893 of 5,657
- Rank among all SEC RIAs
- #4,783 of 17,210
- Rank in Utah
- #16 of 85
- Individual clients
- 372
- High-net-worth clients
- 137
- Accounts
- 879
- Discretionary
- 97% of AUM
- Employees
- 14
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Tory V. ParkeMember/chief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Three Seasons Wealth reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 137 | $1.2B | 95% |
| Individuals | 235 | $53M | 4% |
| Corporations or other businesses | 18 | $6M | <1% |
| Charitable organizations | – | $1M | <1% |
| Pension and profit sharing plans | – | $1M | <1% |
Disciplinary disclosures
Three Seasons Wealth reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗threeseasonswealth.com ↗
AtlasMembers
The full record on Three Seasons Wealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 2,964 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Utah
All of Utah →| Firm | Regulatory AUM | Clients |
|---|---|---|
| B.O.S.S. Retirement Advisors, LLCLehi | $1.4B | 4,956 |
| Iron Gate Global AdvisorsNorth Salt Lake | $1.3B | 1,760 |
| Andina AdvisorsLogan | $1.3B | 632 |
| Tanara Wealth Management LLCLehi | $1.1B | 366 |
Background
Questions
How much does Three Seasons Wealth manage?
Three Seasons Wealth reports $1.2B in regulatory assets under management across 879 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 10, 2026.
How many clients does Three Seasons Wealth have?
It reports 372 individual clients: 137 high-net-worth individuals and 235 other individuals. Individuals account for about 99% of its regulatory assets.
Where is Three Seasons Wealth headquartered?
Its main office is in Salt Lake City, Utah. It reports 1 office in total and 14 employees, 7 of whom perform investment advisory functions.
How does Three Seasons Wealth charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Three Seasons Wealth use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Wells Fargo. On Schedule D of its Form ADV filed March 10, 2026, it reports these amounts held: Charles Schwab ($983M); Wells Fargo ($251M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Three Seasons Wealth a hybrid RIA with a broker-dealer?
Three Seasons Wealth reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Three Seasons Wealth a fiduciary?
As an SEC-registered investment adviser, Three Seasons Wealth owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Three Seasons Wealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →