Wealth manager, independent · Dalton, MA
Berkshire Money Management, Inc.
SEC-registered investment adviser · CRD 124873 · SEC 801-61763
At a glance
Berkshire Money Management, Inc. is an SEC-registered investment adviser based in Dalton, Massachusetts, with $1.2B in regulatory assets under management as of its Form ADV filed September 30, 2026. It reports 875 individual clients, 335 of them high-net-worth, holding an average of about $1.3 million each, and 22 employees. That ranks it 900th among the nation’s 5,657 independent wealth management RIAs and 42nd of 202 in Massachusetts. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 888-232-6072berkshiremm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #900 of 5,657
- Rank among all SEC RIAs
- #4,799 of 17,210
- Rank in Massachusetts
- #42 of 202
- Individual clients
- 875
- High-net-worth clients
- 335
- Accounts
- 2,362
- Discretionary
- 100% of AUM
- Employees
- 22
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Allen P. HarrisCo-Owner, CEO, Chief Investment Officer & Chief Compliance Officer
- Scott C. LittleAssociate Vice President
- Natalie R. WheelerChief Operating Officer
- Stacey L. CarverCo-Owner, Chief Engagement Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Berkshire Money Management, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 335 | $965M | 79% |
| Individuals | 540 | $214M | 17% |
| Corporations or other businesses | 7 | $27M | 2% |
| Pension and profit sharing plans | 6 | $20M | 2% |
| Charitable organizations | 15 | $1M | <1% |
Disciplinary disclosures
Berkshire Money Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗berkshiremm.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Massachusetts
All of Massachusetts →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Claro Advisors Inc.Boston | $1.4B | 1,092 |
| MSA FinancialBraintree | $1.4B | 1,324 |
| Montis Financial, LLCWaltham | $1.3B | 580 |
| Cabot Wealth ManagementBeverly | $1.2B | 636 |
| MG Financial LLCBraintree | $1.1B | 115 |
| Stage Harbor FinancialWestwood | $1.1B | 348 |
Background
Questions
How much does Berkshire Money Management, Inc. manage?
Berkshire Money Management, Inc. reports $1.2B in regulatory assets under management across 2,362 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
How many clients does Berkshire Money Management, Inc. have?
It reports 875 individual clients: 335 high-net-worth individuals and 540 other individuals. Individuals account for about 96% of its regulatory assets.
Where is Berkshire Money Management, Inc. headquartered?
Its main office is in Dalton, Massachusetts. It reports 3 offices in total and 22 employees, 8 of whom perform investment advisory functions.
How does Berkshire Money Management, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Berkshire Money Management, Inc. use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 30, 2026, it reports these amounts held: Charles Schwab ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Berkshire Money Management, Inc. a hybrid RIA with a broker-dealer?
Berkshire Money Management, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Berkshire Money Management, Inc. a fiduciary?
As an SEC-registered investment adviser, Berkshire Money Management, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Berkshire Money Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →