Wealth manager, independent · New York, NY
Sharpe Advisors, LLC
SEC-registered investment adviser · CRD 338664 · SEC 801-136227
At a glance
Sharpe Advisors, LLC is an SEC-registered investment adviser based in New York, New York, with $1.2B in regulatory assets under management as of its Form ADV filed September 17, 2026. It reports 0 individual clients, 0 of them high-net-worth, and 4 employees. That ranks it 897th among the nation’s 5,657 independent wealth management RIAs and 70th of 408 in New York.
New to the $1 billion list this month. This month’s movers →
Main office 908-455-0600As filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #897 of 5,657
- Rank among all SEC RIAs
- #4,793 of 17,210
- Rank in New York
- #70 of 408
- Individual clients
- 0
- High-net-worth clients
- 0
- Accounts
- 2
- Discretionary
- 0% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Saleemah H. AhamedChief Compliance Officer
- Kevin E. FlynnDirector of Operations
- Henrique Vasconcelos DubugrasPresident, Vice President, Secretary and Treasurer
- Wesley D. CashChief Operating Officer
Custody and brokerage
Custodian
Sharpe Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
No broker-dealer ties
Sharpe Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | – | $1.2B | 100% |
Disciplinary disclosures
Sharpe Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Sharpe Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,969 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 8Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Payne Capital Management, LLCNew York | $1.3B | 964 |
| J.J. Burns & CompanyMelville | $1.3B | 617 |
| Opal Wealth Advisors, LLCJericho | $1.2B | 730 |
| Cooper/haims Advisors, LLCVictor | $1.2B | 519 |
| Reagan Companies Asset Management, IncSyracuse | $1.2B | 764 |
| Kelleher Financial Advisors, LLCNew York | $1.2B | 279 |
Background
Questions
How much does Sharpe Advisors, LLC manage?
Sharpe Advisors, LLC reports $1.2B in regulatory assets under management across 2 accounts, 0% of it on a discretionary basis, on its Form ADV filed September 17, 2026.
How many clients does Sharpe Advisors, LLC have?
It reports 0 individual clients: 0 high-net-worth individuals and 0 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Sharpe Advisors, LLC headquartered?
Its main office is in New York, New York. It reports 1 office in total and 4 employees, 4 of whom perform investment advisory functions.
How does Sharpe Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
Is Sharpe Advisors, LLC a hybrid RIA with a broker-dealer?
Sharpe Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Sharpe Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Sharpe Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Sharpe Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →