Wealth manager, independent · Syracuse, NY
Reagan Companies Asset Management, Inc
SEC-registered investment adviser · CRD 161648 · SEC 801-78452
At a glance
Reagan Companies Asset Management, Inc is an SEC-registered investment adviser based in Syracuse, New York, with $1.2B in regulatory assets under management as of its Form ADV filed June 23, 2026. It reports 764 individual clients, 285 of them high-net-worth, holding an average of about $1.2 million each, and 9 employees. That ranks it 945th among the nation’s 5,657 independent wealth management RIAs and 72nd of 408 in New York. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Hand Benefits & Trust.
Main office 315-673-2094reaganinvesting.comAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #945 of 5,657
- Rank among all SEC RIAs
- #4,934 of 17,210
- Rank in New York
- #72 of 408
- Individual clients
- 764
- High-net-worth clients
- 285
- Accounts
- 2,100
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Richard P. ReaganPresident
- David HaahrChief Operating Officer
- Michelle L. CathcartChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Reagan Companies Asset Management, Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 285 | $702M | 60% |
| Pension and profit sharing plans | 16 | $259M | 22% |
| Individuals | 479 | $200M | 17% |
Disciplinary disclosures
Reagan Companies Asset Management, Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗reaganinvesting.com ↗
AtlasMembers
The full record on Reagan Companies Asset Management, Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,144 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Opal Wealth Advisors, LLCJericho | $1.2B | 730 |
| Sharpe Advisors, LLCNew York | $1.2B | 0 |
| Cooper/haims Advisors, LLCVictor | $1.2B | 519 |
| Kelleher Financial Advisors, LLCNew York | $1.2B | 279 |
| EllevestNew York | $1.1B | 471 |
| Overbrook Management CorporationNew York | $1.1B | 105 |
Background
Questions
How much does Reagan Companies Asset Management, Inc manage?
Reagan Companies Asset Management, Inc reports $1.2B in regulatory assets under management across 2,100 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 23, 2026.
How many clients does Reagan Companies Asset Management, Inc have?
It reports 764 individual clients: 285 high-net-worth individuals and 479 other individuals. Individuals account for about 78% of its regulatory assets.
Where is Reagan Companies Asset Management, Inc headquartered?
Its main office is in Syracuse, New York. It reports 1 office in total and 9 employees, 5 of whom perform investment advisory functions.
How does Reagan Companies Asset Management, Inc charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Reagan Companies Asset Management, Inc use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Hand Benefits & Trust. On Schedule D of its Form ADV filed June 23, 2026, it reports these amounts held: Charles Schwab ($893M); Hand Benefits & Trust ($257M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Reagan Companies Asset Management, Inc a hybrid RIA with a broker-dealer?
Reagan Companies Asset Management, Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Reagan Companies Asset Management, Inc a fiduciary?
As an SEC-registered investment adviser, Reagan Companies Asset Management, Inc owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Reagan Companies Asset Management, Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →