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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3265
    Stonebridge Financial Group, LLCSt. Louis, MO · 805 clientsAsset manager
    Empower Financial Services 73%Fidelity 27%
    $2.4B
  2. 3266
    Heard Capital LLCChicago, IL · 7 clientsPrivate fund adviser
    BNY 78%
    $2.4B
  3. 3268
    Capital Investment Advisory Services, LLCRaleigh, NC · 6,276 clientsWealth managerHybridCapital Investment Brokerage, Inc., Capital Investment Group, Inc.
    Schwab 50%Pershing 50%
    $2.4B
  4. 3277
    Ratson Advisory LLCNew York, NY · 1 clientsAsset manager
    BNY 53%Citi 47%
    $2.4B
  5. 3278
    Swan Global Investments, LLCDurango, CO · 1,231 clientsAsset managerHybrid
    Schwab 69%Pershing 31%
    $2.4B
  6. 3279
    Swan Global ManagementHumacao, PR · 1,231 clientsAsset manager
    Schwab 69%Pershing 31%
    $2.4B
  7. 3282
    Parsons Capital Management IncProvidence, RI · 746 clientsWealth manager
    Schwab 71%Fidelity 29%
    $2.4B
  8. 3291
    Check Capital Management IncCosta Mesa, CA · 1,223 clientsWealth manager
    Fidelity 69%Schwab 31%
    $2.4B
  9. 3296
    Granahan Investment Management LLCWaltham, MA · 74 clientsAsset manager
    HSBC Bank PLC 47%J.P. Morgan 33%
    $2.4B
  10. 3300
    Stairway Partners, LLCMinneapolis, MN · 58 clientsAsset manager
    Midwest Institutional Trust 70%Pershing 30%
    $2.4B
  11. 3305
    IFC Advisors LLCLos Angeles, CA · 393 clientsWealth managerWrap sponsor
    Wells Fargo 95%
    $2.3B
  12. 3311
    Withum Wealth ManagementRed Bank, NJ · 798 clientsWealth manager
    Schwab 74%Fidelity 26%
    $2.3B
  13. 3314
    Keystone Financial Group, LLCLexington, KY · 6,628 clientsWealth managerHybrid
    LPL Financial 84%
    $2.3B
  14. 3317
    Baldwin Wealth Partners, LLCMarion, MA · 809 clientsWealth manager
    Pershing 71%Schwab 29%
    $2.3B
  15. 3321
    Sentry, LLCMemphis, TN · 74 clientsAsset manager
    Regions Bank, Trust Department 59%Fidelity 41%
    $2.3B
  16. 3323
    Belzberg & Co.New York, NY · 117 clientsPrivate fund adviserHybridBelzberg Capital LLC
    J.P. Morgan 62%Goldman Sachs 38%
    $2.3B
  17. 3324
    Magnus Financial Group LLCNew York, NY · 1,158 clientsWealth manager
    Schwab 67%Fidelity 33%
    $2.3B
  18. 3325
    Capita Financial Network, LLCDraper, UT · 2,888 clientsWealth manager
    Schwab 99%
    $2.3B
  19. 3328
    Woodley FarraIndianapolis, IN · 1,652 clientsWealth manager
    Schwab 83%
    $2.3B
  20. 3335
    Tiptree Advisors, LLCNew York, NY · 19 clientsAsset manager
    5001 Kingsley Dr. MD 1mob2j 85%
    $2.3B
  21. 3336
    Louisbourg InvestmentsDieppe, New Brunswick, Canada · 248 clientsAsset manager
    National Bank Trust 56%CIBC Mellon 44%
    $2.3B
  22. 3338
    Summit Financial Strategies IncColumbus, OH · 1,026 clientsWealth manager
    Schwab 83%
    $2.3B
  23. 3339
    McKinley Carter Wealth Services, Inc.Wheeling, WV · 1,282 clientsWealth manager
    Fidelity Distributors Company 50%Schwab 50%
    $2.3B
  24. 3341
    Willow Creek Wealth Management, Inc.Sebastopol, CA · 1,068 clientsWealth manager
    Schwab 67%Pershing 33%
    $2.3B
  25. 3342
    EFG Private Wealth Management (americas) Corp.Miami, FL · 479 clientsAsset managerHybridEFG Capital International Corp.
    EFG Bank AG 44%Pershing 42%
    $2.3B
  26. 3345
    RSW InvestmentsSummit, NJ · 1,412 clientsWealth managerWrap sponsorAffiliated broker-dealerResolute Investment Distributors, Inc.
    Morgan Stanley 41%UBS 31%
    $2.3B
  27. 3346
    T. Rowe Price Singapore Private LTDSingapore, Singapore · 12 clientsAsset managerAffiliated broker-dealerT. Rowe Price Investment Services, Inc.
    HSBC Bank PLC 60%
    $2.3B
  28. 3347
    TLG Advisors, Inc.Summit, NJ · 5,161 clientsWealth managerHybridThe Leaders Group, Inc.
    SEI 49%
    $2.3B
  29. 3348
    Varadero Capital, L.P.New York, NY · 17 clientsPrivate fund adviser
    BNY 99%
    $2.3B
  30. 3349
    Summit Global Investments, LLCBountiful, UT · 7,475 clientsAsset managerHybrid
    Interactive Brokers 98%
    $2.3B
  31. 3350
    Verus Capital Partners, LLCScottsdale, AZ · 5,642 clientsWealth managerHybrid
    Schwab 78%
    $2.3B
  32. 3358
    Lazard Asset Management Canada IncNew York, NY · 12 clientsAsset managerAffiliated broker-dealerLazard Asset Management (canada) Securities, ULC, Lazard Asset Management Securities LLC, clears through Pershing
    RBC 35%State Street 34%BNY 31%
    $2.3B
  33. 3359
    Sellwood Investment Partners LLCPortland, OR · 72 clientsAsset manager
    Schwab 71%
    $2.3B
  34. 3364
    Moneco AdvisorsFairfield, CT · 2,812 clientsWealth managerHybrid
    LPL Financial 76%
    $2.3B
  35. 3365
    Sound View Wealth Advisors Group, LLCSavannah, GA · 950 clientsWealth managerHybrid
    Schwab 87%
    $2.3B
  36. 3366
    Gateway Wealth Partners, LLCAppleton, WI · 7,382 clientsWealth managerWrap sponsorHybrid
    LPL Financial 75%Assetmark 25%
    $2.3B
  37. 3370
    JDL AdvisersNewport Beach, CA · 7,943 clientsWealth managerHybridJDL Securities Corporation
    Capital Client Group 61%Schwab 39%
    $2.3B
  38. 3371
    YHB Investment Advisors IncWest Hartford, CT · 1,182 clientsWealth manager
    Pershing 53%Schwab 47%
    $2.3B
  39. 3372
    Vestor Capital, LLCChicago, IL · 1,288 clientsWealth managerAffiliated broker-dealer
    Schwab 77%Fidelity 23%
    $2.3B
  40. 3374
    Beaird HarrisDallas, TX · 800 clientsWealth manager
    Schwab 63%Fidelity 37%
    $2.3B

RIAs by state