Wealth manager, independent · Chicago, IL
Vestor Capital, LLC
SEC-registered investment adviser · CRD 165855 · SEC 801-77335
At a glance
Vestor Capital, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $2.3B in regulatory assets under management as of its Form ADV filed March 27, 2026. It reports 1,197 individual clients, 592 of them high-net-worth, holding an average of about $1.7 million each, and 27 employees. That ranks it 492nd among the nation’s 5,657 independent wealth management RIAs and 24th of 226 in Illinois. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 312-641-2400vestorcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among independent wealth managers
- #492 of 5,657
- Rank among all SEC RIAs
- #3,372 of 17,210
- Rank in Illinois
- #24 of 226
- Individual clients
- 1,197
- High-net-worth clients
- 592
- Accounts
- 3,753
- Discretionary
- 100% of AUM
- Employees
- 27
- Advisory staff
- 24
- Offices
- 3
Owners and executives on its Form ADV
- Martin BuehlerPresident
- Dennis J. SlottExecutive Vice President
- Carolyn C. BarrChief Compliance Officer
- Scott A. StuthPartner
- Peter J MullinsPartner
- Brian C. BakerPartner
- Samantha H. DubuqueChief Operating Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 592 | $1.9B | 85% |
| Individuals | 605 | $162M | 7% |
| Pension and profit sharing plans | 62 | $114M | 5% |
| Corporations or other businesses | 24 | $69M | 3% |
| Charitable organizations | 5 | $6M | <1% |
Disciplinary disclosures
Vestor Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗vestorcapital.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,749 peers of its type and size
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- 7 namedLocked
- Main office, fax and compliance officer
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Similar-size RIAs in Illinois
All of Illinois →| Firm | Regulatory AUM | Clients |
|---|---|---|
| IPI Wealth Management, Inc.Decatur | $2.7B | 13,138 |
| Cozad Asset Management IncChampaign | $2.6B | 2,116 |
| North Star Investment Management CorporationChicago | $2.5B | 2,536 |
| Nadler Financial Group, Inc.Deerfield | $2.2B | 1,026 |
| Zuckerman Investment GroupChicago | $2.2B | 425 |
| Doyenne Wealth AdvisorsChicago | $2.0B | 132 |
Background
Questions
How much does Vestor Capital, LLC manage?
Vestor Capital, LLC reports $2.3B in regulatory assets under management across 3,753 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
How many clients does Vestor Capital, LLC have?
It reports 1,197 individual clients: 592 high-net-worth individuals and 605 other individuals. Individuals account for about 92% of its regulatory assets.
Where is Vestor Capital, LLC headquartered?
Its main office is in Chicago, Illinois. It reports 3 offices in total and 27 employees, 24 of whom perform investment advisory functions.
How does Vestor Capital, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Vestor Capital, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed March 27, 2026, it reports these amounts held: Charles Schwab ($1.5B); Fidelity ($456M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Vestor Capital, LLC a hybrid RIA with a broker-dealer?
It reports a broker-dealer among its affiliates on Form ADV.
Is Vestor Capital, LLC a fiduciary?
As an SEC-registered investment adviser, Vestor Capital, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Vestor Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →