Asset manager · New York, NY
Lazard Asset Management Canada Inc
Lazard Asset Management (canada)inc · SEC-registered investment adviser · CRD 106340 · SEC 801-50349
At a glance
Lazard Asset Management Canada Inc is an SEC-registered investment adviser based in New York, New York, with $2.3 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 994th of 3,218 asset managers and 3,358th of 17,210 SEC-registered advisers by assets.
Main office 212-632-6000As filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among asset managers
- #994 of 3,218
- Rank among all SEC RIAs
- #3,358 of 17,210
- Rank in New York
- #803 of 2,591
- Clients
- 12
- Accounts
- 12
- Discretionary
- 100% of AUM
- Employees
- 0
- Advisory staff
- 0
- Offices
- 1
Owners and executives on its Form ADV
- Mark R. AndersonGeneral Counsel
- Tomer A. PeerChief Compliance Officer
- Jennifer A. RyanDirector and President
- David H. WillisDirector
Custody and brokerage
3 custodians
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Lazard Asset Management (canada) Securities, ULC, Lazard Asset Management Securities LLC, Lazard Freres & Co. LLC and Lazard Middle Market LLC.
- Lazard Asset Management (canada) Securities, ULC
- Lazard Asset Management Securities LLC ↗CRD 129119
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Lazard Freres & Co. LLC ↗CRD 2528
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
- Lazard Middle Market LLC ↗CRD 146092
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $988M | 43% |
| Corporations or other businesses | 6 | $974M | 43% |
| State or municipal government entities | 1 | $318M | 14% |
| Charitable organizations | 1 | $2M | <1% |
Disciplinary disclosures
Lazard Asset Management Canada Inc answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Lazard Asset Management Canada Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 891 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lazard Asset Management Canada Inc manage?
Lazard Asset Management Canada Inc reports $2.3 billion in regulatory assets under management across 12 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Lazard Asset Management Canada Inc?
Lazard Asset Management Canada Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Lazard Asset Management Canada Inc’s clients?
By assets, its largest client types are pooled investment vehicles ($988 million, 4 clients); corporations or other businesses ($974 million, 6 clients); state or municipal government entities ($318 million, 1 clients).
Does Lazard Asset Management Canada Inc have any disciplinary history?
Lazard Asset Management Canada Inc answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Lazard Asset Management Canada Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →