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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2437
    Wealthcare Capital Management LLCRichmond, VA · 5,691 clientsWealth managerHybridSammons Financial Network, LLC
    LPL Financial 50%Schwab 50%
    $3.9B
  2. 2438
    Pictet Asset Management (singapore) PTE LTDSingapore, Singapore · 24 clientsPrivate fund adviserAffiliated broker-dealerBanque Pictet & CIE (europe) AG, Banque Pictet & CIE SA
    J.P. Morgan 77%Northern Trust 23%
    $3.9B
  3. 2440
    Atalanta Sosnoff Management, LLCNew York, NY · 597 clientsAsset managerAffiliated broker-dealerEvercore Group L.L.C.
    Morgan Stanley 78%
    $3.9B
  4. 2444
    Clinton Investment Management, LLCStamford, CT · 2,146 clientsWealth managerWrap sponsor
    Merrill / Bank of America 59%Morgan Stanley 41%
    $3.9B
  5. 2445
    IMA Advisory Services, Inc.Denver, CO · 579 clientsAsset manager
    Pershing 74%Schwab 26%
    $3.9B
  6. 2447
    Ancora Private Wealth Advisors, LLCCleveland, OH · 4,509 clientsWealth managerHybridInverness Securities, LLC
    Fidelity 58%Schwab 42%
    $3.9B
  7. 2450
    Two West Capital Advisors LLCOverland Park, KS · 650 clientsAsset manager
    Schwab 65%Fidelity 35%
    $3.9B
  8. 2452
    Highland Capital Management, LLCMemphis, TN · 957 clientsAsset manager
    Argent Trust 33%Salem Trust 26%Schwab 23%
    $3.9B
  9. 2453
    Assuredpartners Investment AdvisorsTampa, FL · 2,159 clientsAsset managerHybridAssuredpartners Financial Services, LLC
    Fidelity 65%Schwab 35%
    $3.9B
  10. 2456
    Voya Financial Advisors, Inc.Windsor, CT · 16,336 clientsBroker-dealer firmHybridVoya Financial Partners, LLC, Voya Investments Distributor, LLC
    Pershing 83%
    $3.9B
  11. 2457
    Alamo Advisors, LPSan Antonio, TX · 242 clientsWealth manager
    RBC 83%
    $3.9B
  12. 2458
    Cyrus Capital Partners, L.P.New York, NY · 36 clientsPrivate fund adviser
    State Street 98%
    $3.9B
  13. 2461
    Palisade Capital Management, LPFort Lee, NJ · 1,754 clientsAsset manager
    Fidelity 53%J.P. Morgan 24%Goldman Sachs 23%
    $3.9B
  14. 2462
    Rubinbrown Advisors LLCSt. Louis, MO · 1,160 clientsWealth managerAffiliated broker-dealerRubinbrown Corporate Finance, LLC
    Schwab 94%
    $3.9B
  15. 2463
    Attucks Asset Management, LLCChicago, IL · 16 clientsAsset manager
    State Street 52%Northern Trust 34%
    $3.9B
  16. 2467
    Rimrock Capital Management LLCIrvine, CA · 22 clientsPrivate fund adviserHybrid
    Northern Trust 53%State Street 47%
    $3.9B
  17. 2472
    HSBC Securities (USA) Inc.New York, NY · 12,108 clientsBroker-dealer firmHybrid
    Pershing 69%HSBC Bank USA 31%
    $3.8B
  18. 2474
    Spearhead Administrative Services, LLCGreenville, DE · 28 clientsAsset managerHybrid
    Schwab 65%Fidelity 35%
    $3.8B
  19. 2483
    Miller Howard Investments IncKingston, NY · 2,034 clientsAsset managerHybrid
    Morgan Stanley 75%UBS 25%
    $3.8B
  20. 2484
    Timucuan Asset Management IncJacksonville, FL · 621 clientsWealth manager
    Fidelity 89%
    $3.8B
  21. 2485
    Grandeur Peak Global AdvisorsSalt Lake City, UT · 17 clientsAsset managerHybrid
    BNY 51%State Street 43%
    $3.8B
  22. 2486
    Kingswood Wealth Advisors, LLCSan Diego, CA · 11,425 clientsWealth managerHybridKingswood Capital Partners, LLC
    Schwab 51%Raymond James 41%
    $3.8B
  23. 2487
    Alken Asset Management LTDLondon, United Kingdom · 10 clientsPrivate fund adviser
    Pictet & CIE (europe) S.A. 90%
    $3.8B
  24. 2489
    St. Germain Investment ManagementSpringfield, MA · 6,722 clientsWealth manager
    Capital Client Group 100%
    $3.8B
  25. 2497
    FAS Wealth Partners, Inc.Leawood, KS · 1,564 clientsWealth managerHybridFAS Corp.
    Schwab 62%Fidelity 38%
    $3.8B
  26. 2501
    GFS Advisors LLCHouston, TX · 654 clientsAsset managerHybridGlobal Financial Services, L.L.C., clears through Pershing, Raymond James
    Morgan Stanley 80%
    $3.8B
  27. 2511
    Howland Capital Management LLCBoston, MA · 1,310 clientsWealth manager
    National Advisors Trust 66%Schwab 34%
    $3.7B
  28. 2512
    TRB Wealth Management, LLCHouston, TX · 934 clientsAsset managerHybridTRB Securities, LLC
    U.S. Bank 47%Schwab 33%
    $3.7B
  29. 2513
    Schwartz Investment Counsel IncPlymouth, MI · 32 clientsAsset managerHybrid
    Schwab 84%
    $3.7B
  30. 2514
    Ausdal Financial Partners, Inc.Davenport, IA · 16,572 clientsBroker-dealer firmHybrid
    Schwab 83%
    $3.7B
  31. 2517
    BOK Financial Private Wealth, Inc.Denver, CO · 818 clientsWealth managerBank-affiliatedHybridBOK Financial Securities, Inc., Cavanal Hill Distributors, Inc,
    Schwab 82%
    $3.7B
  32. 2520
    Popular Asset ManagementSan Juan, PR · 5 clientsAsset managerAffiliated broker-dealerPopular Securities, LLC
    J.P. Morgan 64%Northern Trust 26%
    $3.7B
  33. 2540
    360 One Portfolio Managers LimitedMumbai, India · 2,096 clientsWealth managerAffiliated broker-dealer360 One Capital (canada) Limited, 360 One Capital Market Private Limited
    Hdfc Bank 94%
    $3.6B
  34. 2543
    Mozaic, LLCBeverly Hills, CA · 93 clientsWealth manager
    J.P. Morgan 68%Fiduciary Trust Company, International 32%
    $3.6B
  35. 2548
    Provenance Wealth AdvisorsFort Lauderdale, FL · 3,111 clientsBroker-dealer firmHybridPWA Securities, LLC, clears through Raymond James
    Raymond James 87%
    $3.6B
  36. 2549
    Ulrich Investment ConsultantsAlbuquerque, NM · 301 clientsAsset manager
    Schwab 73%BOK Financial 27%
    $3.6B
  37. 2551
    Axar Capital Management LPNew York, NY · 25 clientsPrivate fund adviser
    BNY 48%Fifth Third Bank 31%
    $3.6B
  38. 2552
    CM Wealth Advisors LLCBeachwood, OH · 244 clientsWealth manager
    BNY 94%
    $3.6B
  39. 2553
    SAX Wealth Advisors, LLCParsippany, NJ · 1,655 clientsWealth manager
    Fidelity 55%Schwab 45%
    $3.6B
  40. 2554
    EhlersMinneapolis, MN · 300 clientsAsset manager
    Pershing 73%U.S. Bancorp Investments 27%
    $3.6B

RIAs by state