Broker-dealer firm · Fort Lauderdale, FL
Provenance Wealth Advisors
Provenance Wealth Advisors, LLC · SEC-registered investment adviser · CRD 126529 · SEC 801-113505
At a glance
Provenance Wealth Advisors is an SEC-registered investment adviser based in Fort Lauderdale, Florida, with $3.6 billion in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,864 individual clients. By Form ADV it is a broker-dealer firm, ranked 104th of 391 broker-dealer firms and 2,548th of 17,210 SEC-registered advisers by assets.
Main office 954-712-8888provwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.6B
- Rank among broker-dealer firms
- #104 of 391
- Rank among all SEC RIAs
- #2,548 of 17,210
- Rank in Florida
- #112 of 1,090
- Individual clients
- 2,864
- High-net-worth clients
- 524
- Accounts
- 3,820
- Discretionary
- 50% of AUM
- Employees
- 52
- Advisory staff
- 20
- Offices
- 6
Owners and executives on its Form ADV
- Eric P. ZeitlinChairman of Board
- Todd A. MollDirector
- Thomas J. ScanlanChief Operating Officer
- Sean T. DevineyDirector
- Scott R. MontgomeryDirector
- Peter S. MottekChief Executive Officer
- Alan S. KravecChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Provenance Wealth Advisors is a hybrid RIA: 20 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: PWA Securities, LLC.
- PWA Securities, LLC ↗CRD 321974
An introducing broker-dealer: its trades clear through Raymond James, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 524 | $1.9B | 53% |
| Pension and profit sharing plans | 119 | $1.2B | 32% |
| Corporations or other businesses | 122 | $330M | 9% |
| Individuals | 2,340 | $205M | 6% |
| Charitable organizations | 6 | $10M | <1% |
Disciplinary disclosures
Provenance Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗provwealth.com ↗
AtlasMembers
The full record on Provenance Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 94 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Provenance Wealth Advisors manage?
Provenance Wealth Advisors reports $3.6 billion in regulatory assets under management across 3,820 accounts, 50% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Provenance Wealth Advisors?
Provenance Wealth Advisors is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Provenance Wealth Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($1.9 billion, 524 clients); pension and profit sharing plans ($1.2 billion, 119 clients); corporations or other businesses ($330 million, 122 clients).
Does Provenance Wealth Advisors have any disciplinary history?
Provenance Wealth Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Provenance Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →