Director · Provenance Wealth Advisors
Todd A. Moll
CRD 2134560 · Named on Form ADV at one SEC-registered adviser
At a glance
Provenance Wealth Advisors, an SEC-registered broker-dealer firm based in Fort Lauderdale, FL with $3.6 billion in regulatory assets, lists Todd A. Moll on its Form ADV as Director, a control person.
Firms and roles
- Provenance Wealth AdvisorsDirectorBroker-dealer firm · Fort Lauderdale, FL · $3.6B in regulatory assets
AtlasMembers
Todd’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Eric P. ZeitlinChairman of Board, Provenance Wealth Advisors
- Thomas J. ScanlanChief Operating Officer, Provenance Wealth Advisors
- Sean T. DevineyDirector, Provenance Wealth Advisors
- Scott R. MontgomeryDirector, Provenance Wealth Advisors
- Peter S. MottekChief Executive Officer, Provenance Wealth Advisors
1 more person named with Todd on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Todd’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.