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Chief Operating Officer · Provenance Wealth Advisors

Thomas J. Scanlan

CRD 3182780 · Named on Form ADV at one SEC-registered adviser

At a glance

Provenance Wealth Advisors, an SEC-registered broker-dealer firm based in Fort Lauderdale, FL with $3.6 billion in regulatory assets, lists Thomas J. Scanlan on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.