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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mason, OH

Every SEC-registered investment adviser representative at a firm office in Mason, with the firms that employ the most of them.

The short answer

65 registered advisors work in Mason; the most are at J.P. Morgan Securities LLC (9). 14 list the CFP designation and 51 are also registered broker representatives.

Firms with the most advisors in Mason

FirmAdvisors in Mason
J.P. Morgan Securities LLC news9
LPL Financial LLC news7
Strategic Advisers LLC7
Edward Jones news5
Cambridge Investment Research Advisors, Inc. news4
Ameriprise Financial Services, LLC news3
Fifth Third Securities, Inc.3
Matson Money, Inc.3
Raymond James Financial Services Advisors, Inc. news3
State Farm Investment Management Corp.3
365 Wealth Management Group2
Kestra Advisory Services, LLC news2
Baynes Investment Counsel LLC1
Cetera Investment Advisers LLC news1
Independent Financial Partners1
Matson Capital LLC1
PNC Wealth Management LLC1
Pfs Investments Inc.1
Private Advisor Group, LLC1
Provenance Wealth Advisors1
Raymond James & Associates, Inc. news1
Retire Right Wealth Management1
Retirement Planning Group, LLC1
Soltis Investment Advisors, LLC1
Sound Asset Management, Inc.1

Advisors in Mason, A to Z

CFP advisors in Mason →

Other cities in Ohio

All of Ohio →

Cincinnati 2,358Columbus 1,921Cleveland 623Dublin 508Akron 451Westlake 330Toledo 311Brooklyn 297Beachwood 282Independence 235Dayton 226Pepper Pike 221Canton 213Miamisburg 172Maumee 171Westerville 162Worthington 148Canfield 143Beavercreek 131Centerville 128West Chester 117Hudson 115Findlay 105Richfield 105

Questions

How many financial advisors are in Mason, OH?

65 investment adviser representatives are registered at firm offices in Mason, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 51 of them are also registered as broker representatives, and 14 list the CFP designation.

Which firm has the most financial advisors in Mason?

J.P. Morgan Securities LLC, with 9 registered advisors in Mason, followed by LPL Financial LLC with 7.

How do I check a financial advisor in Mason?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.