Wealth manager, independent · Beverly Hills, CA
Mozaic, LLC
SEC-registered investment adviser · CRD 145777 · SEC 801-68951
At a glance
Mozaic, LLC is an SEC-registered investment adviser based in Beverly Hills, California, with $3.6B in regulatory assets under management as of its Form ADV filed March 24, 2026. It reports 86 individual clients, 86 of them high-net-worth, holding an average of about $39 million each, and 14 employees. That ranks it 300th among the nation’s 5,657 independent wealth management RIAs and 36th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: J.P. Morgan and Fiduciary Trust Company, International.
Main office 310-247-9657mozaic-llc.comAs filed on Form ADV
- Regulatory AUM
- $3.6B
- Rank among independent wealth managers
- #300 of 5,657
- Rank among all SEC RIAs
- #2,543 of 17,210
- Rank in California
- #36 of 714
- Individual clients
- 86
- High-net-worth clients
- 86
- Accounts
- 93
- Discretionary
- 0% of AUM
- Employees
- 14
- Advisory staff
- 11
- Offices
- 1
Owners and executives on its Form ADV
- Christopher J. ZydaManaging Member and Chief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Mozaic, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 86 | $3.4B | 92% |
| Charitable organizations | 7 | $276M | 8% |
Disciplinary disclosures
Mozaic, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗mozaic-llc.com ↗
AtlasMembers
The full record on Mozaic, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,128 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Team Hewins, LLCFoster City | $4.0B | 551 |
| Vernal Point Advisors, LLCSAN Francisco | $3.9B | 18 |
| Kingswood Wealth Advisors, LLCSAN Diego | $3.8B | 11,259 |
| Abacus Wealth PartnersSanta Monica | $3.6B | 1,547 |
| Morton WealthCalabasas | $3.5B | 1,215 |
| Frank, Rimerman Advisors LLCPalo Alto | $3.4B | 106 |
Background
Questions
How much does Mozaic, LLC manage?
Mozaic, LLC reports $3.6B in regulatory assets under management across 93 accounts, 0% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
How many clients does Mozaic, LLC have?
It reports 86 individual clients: 86 high-net-worth individuals and 0 other individuals. Individuals account for about 92% of its regulatory assets.
Where is Mozaic, LLC headquartered?
Its main office is in Beverly Hills, California. It reports 1 office in total and 14 employees, 11 of whom perform investment advisory functions.
How does Mozaic, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Mozaic, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: J.P. Morgan and Fiduciary Trust Company, International. On Schedule D of its Form ADV filed March 24, 2026, it reports these amounts held: J.P. Morgan ($1.4B); Fiduciary Trust Company, International ($665M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Mozaic, LLC a hybrid RIA with a broker-dealer?
Mozaic, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Mozaic, LLC a fiduciary?
As an SEC-registered investment adviser, Mozaic, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Mozaic, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →