Asset manager · Tampa, FL
Assuredpartners Investment Advisors
Assuredpartners Investment Advisors, LLC · SEC-registered investment adviser · CRD 309550 · SEC 801-117771
At a glance
Assuredpartners Investment Advisors is an SEC-registered investment adviser based in Tampa, Florida, with $3.9 billion in regulatory assets under management as of its Form ADV filed September 30, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 1,818 individual clients. By Form ADV it is a asset manager, ranked 790th of 3,218 asset managers and 2,453rd of 17,210 SEC-registered advisers by assets.
Main office 407-708-0050LinkedInAs filed on Form ADV
- Regulatory AUM
- $3.9B
- Rank among asset managers
- #790 of 3,218
- Rank among all SEC RIAs
- #2,453 of 17,210
- Rank in Florida
- #107 of 1,090
- Individual clients
- 1,818
- High-net-worth clients
- 381
- Accounts
- 4,276
- Discretionary
- 100% of AUM
- Employees
- 55
- Advisory staff
- 36
- Offices
- 16
Owners and executives on its Form ADV
- Stanley K KinnettSecretary
- Arthur F. HazenChief Executive Officer
- Colleen n. KeefeChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Assuredpartners Investment Advisors is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Assuredpartners Financial Services, LLC.
- Assuredpartners Financial Services, LLC ↗CRD 304454
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 330 | $1.3B | 34% |
| State or municipal government entities | – | $1.3B | 33% |
| High-net-worth individuals | 381 | $792M | 20% |
| Individuals | 1,437 | $466M | 12% |
| Corporations or other businesses | 11 | $9M | <1% |
| Charitable organizations | – | $0M | <1% |
Disciplinary disclosures
Assuredpartners Investment Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Assuredpartners Investment Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 751 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Assuredpartners Investment Advisors manage?
Assuredpartners Investment Advisors reports $3.9 billion in regulatory assets under management across 4,276 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
What kind of firm is Assuredpartners Investment Advisors?
Assuredpartners Investment Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Assuredpartners Investment Advisors’s clients?
By assets, its largest client types are pension and profit sharing plans ($1.3 billion, 330 clients); state or municipal government entities ($1.3 billion); high-net-worth individuals ($792 million, 381 clients).
Does Assuredpartners Investment Advisors have any disciplinary history?
Assuredpartners Investment Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Assuredpartners Investment Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →