Asset manager · Salt Lake City, UT
Grandeur Peak Global Advisors
Grandeur Peak Global Advisors, LLC · SEC-registered investment adviser · CRD 158270 · SEC 801-72540
At a glance
Grandeur Peak Global Advisors is an SEC-registered investment adviser based in Salt Lake City, Utah, with $3.8 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 797th of 3,218 asset managers and 2,485th of 17,210 SEC-registered advisers by assets.
Main office 801-384-0000grandeurpeakglobal.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.8B
- Rank among asset managers
- #797 of 3,218
- Rank among all SEC RIAs
- #2,485 of 17,210
- Rank in Utah
- #10 of 151
- Clients
- 17
- Accounts
- 17
- Discretionary
- 100% of AUM
- Employees
- 50
- Advisory staff
- 33
- Offices
- 4
Owners and executives on its Form ADV
- Robert T. GardinerChairman, Manager
- Blake H. WalkerCEO, Manager
- Eric W. HuefnerPresident, COO, Manager
- Randy E. PearceManager, Chief Investment Officer
- Amy A. HoneChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Grandeur Peak Global Advisors is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 10 | $2.5B | 66% |
| Charitable organizations | 2 | $639M | 17% |
| State or municipal government entities | 2 | $404M | 11% |
| Pooled investment vehicles | 2 | $210M | 6% |
| Other investment advisers | 1 | $59M | 2% |
Private funds
Grandeur Peak Global Advisors reports 2 private funds with $210M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Grandeur Peak Global Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗grandeurpeakglobal.com ↗
AtlasMembers
The full record on Grandeur Peak Global Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 758 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Grandeur Peak Global Advisors manage?
Grandeur Peak Global Advisors reports $3.8 billion in regulatory assets under management across 17 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Grandeur Peak Global Advisors?
Grandeur Peak Global Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Grandeur Peak Global Advisors’s clients?
By assets, its largest client types are investment companies ($2.5 billion, 10 clients); charitable organizations ($639 million, 2 clients); state or municipal government entities ($404 million, 2 clients).
Does Grandeur Peak Global Advisors manage private funds?
Yes. It reports 2 private funds with $210 million in gross assets, including hedge funds.
Does Grandeur Peak Global Advisors have any disciplinary history?
Grandeur Peak Global Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Grandeur Peak Global Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →