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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1512
    One Capital Management, LLCWestlake Village, CA · 3,535 clientsWealth manager
    Schwab 66%National Bank Independent Network (nbin) 34%
    $8.5B
  2. 1513
    Northwest Capital Management Inc.Lake Oswego, OR · 203 clientsAsset managerAffiliated broker-dealerCWM, LLC, Carson Group Brokerage, LLC
    Fidelity 64%
    $8.5B
  3. 1515
    Horizon Investments LLCCharlotte, NC · 1,467 clientsAsset managerHybrid
    Axos 68%
    $8.5B
  4. 1516
    Eldridge Credit Advisers, LLCNew York, NY · 36 clientsPrivate fund adviserAffiliated broker-dealerJohnstone Brokerage Services LLC, Security Distributors, LLC
    UMB Bank 55%State Street 23%
    $8.5B
  5. 1518
    BNY Mellon Securities CorporationNew York, NY · 3,734 clientsBroker-dealer firmHybridBNY Mellon Asset Management Canada LTD., BNY Mellon Capital Markets, LLC, clears through Pershing
    Pershing 75%Morgan Stanley 25%
    $8.4B
  6. 1520
    Douglas C. Lane & AssociatesNew York, NY · 1,144 clientsWealth managerAffiliated broker-dealer
    Schwab 52%Fidelity Distributors Company 48%
    $8.4B
  7. 1523
    Resolution Capital LimitedSydney, NSW, Australia · 24 clientsPrivate fund adviser
    J.P. Morgan 39%BNP Paribas Securities Services 26%
    $8.4B
  8. 1527
    Zhang FinancialPortage, MI · 2,331 clientsWealth managerWrap sponsor
    LPL Financial 60%State Street 25%
    $8.4B
  9. 1531
    Elevation Point Wealth Partners, LLCDenver, CO · 4,936 clientsWealth managerHybrid
    Fidelity 39%
    $8.3B
  10. 1532
    Wealthcare Advisory Partners LLCWest Chester, PA · 10,948 clientsWealth managerHybridSammons Financial Network, LLC
    LPL Financial 56%Schwab 44%
    $8.3B
  11. 1537
    Aequim Alternative Investments LPMill Valley, CA · 5 clientsPrivate fund adviser
    BNP Paribas Securities 40%J.P. Morgan 34%Barclays Capital 26%
    $8.2B
  12. 1540
    Capital Investment Advisors, LLCAtlanta, GA · 6,014 clientsWealth manager
    Schwab 60%Fidelity 40%
    $8.2B
  13. 1545
    R M Davis IncPortland, ME · 2,437 clientsWealth manager
    Schwab 80%
    $8.2B
  14. 1546
    Starboard Value LPNew York, NY · 11 clientsPrivate fund adviser
    State Street 49%Goldman Sachs 23%
    $8.2B
  15. 1548
    Chilton Investment Services, LLCStamford, CT · 1,905 clientsWealth manager
    BNY 80%
    $8.2B
  16. 1549
    Bramshill Investments, LLCNaples, FL · 2,538 clientsAsset managerHybrid
    UBS 86%
    $8.1B
  17. 1551
    Wedge Capital Management LLPCharlotte, NC · 184 clientsAsset manager
    Northern Trust 30%U.S. Bank 25%PNC Bank 25%
    $8.1B
  18. 1552
    Harvest Fund Advisors LLCWayne, PA · 198 clientsAsset managerHybridBlackstone Securities Partners L.P., Everlake Distributors, LLC
    J.P. Morgan 54%
    $8.1B
  19. 1553
    Marshfield AssociatesWashington, DC · 3,996 clientsWealth manager
    RBC 59%State Street 29%
    $8.1B
  20. 1561
    City of London Investment Management Company LimitedLondon, United Kingdom · 33 clientsPrivate fund adviser
    State Street 53%Northern Trust 25%
    $8.1B
  21. 1562
    Annex Wealth Management, LLCBrookfield, WI · 6,802 clientsWealth manager
    Schwab 72%Fidelity 28%
    $8.1B
  22. 1563
    Crestwood AdvisorsBoston, MA · 1,128 clientsWealth managerAffiliated broker-dealer
    Fidelity 83%
    $8.0B
  23. 1566
    Howard Capital Management, LLCAlpharetta, GA · 10,608 clientsWealth managerHybrid
    Axos 54%Fidelity 46%
    $8.0B
  24. 1574
    RFG Advisory, LLCVestavia Hills, AL · 17,410 clientsWealth managerHybrid
    Schwab 66%Fidelity 34%
    $8.0B
  25. 1575
    Polunin Capital Partners LimitedLondon, United Kingdom · 7 clientsPrivate fund adviser
    State Street 94%
    $8.0B
  26. 1584
    RBC Private Counsel (USA) Inc.Toronto, On, Canada · 5,967 clientsWealth managerBank-affiliatedHybridPhillips, Hager & North Investment Funds LTD., RBC Capital Markets, LLC
    RBC 91%
    $7.9B
  27. 1585
    D.F. Dent and Company, Inc.Baltimore, MD · 1,185 clientsWealth managerHybrid
    Fidelity 57%PNC Wealth Management 43%
    $7.9B
  28. 1591
    Ingalls Investment Management, LLCNew York, NY · 4,453 clientsWealth managerHybridIngalls & Snyder, LLC
    Ingalls & Snyder 69%Schwab 24%
    $7.8B
  29. 1596
    Fifth Third Wealth Advisors LLCCincinnati, OH · 1,498 clientsAsset managerAffiliated broker-dealerComerica Securities,inc., Fifth Third Securities, Inc.
    Fidelity 53%Fifth Third Bank 47%
    $7.8B
  30. 1599
    WGI DM, LLCBoston, MA · 24 clientsAsset manager
    BNY 41%Northern Trust 30%State Street 30%
    $7.8B
  31. 1601
    Hillsdale Investment Management Inc.Toronto, Canada · 227 clientsPrivate fund adviser
    State Street 52%RBC 48%
    $7.8B
  32. 1605
    OnesevenBeachwood, OH · 16,335 clientsWealth managerHybridMGO Securities Corp.
    Raymond James 47%Schwab 39%
    $7.7B
  33. 1609
    Hbks Wealth AdvisorsErie, PA · 7,824 clientsWealth managerHybridHBK Sorce Brokerage LLC
    Schwab 87%
    $7.7B
  34. 1611
    Aldrich Wealth LPLake Oswego, OR · 782 clientsWealth managerHybridPacific Coast Capital, LLC
    Schwab 79%
    $7.6B
  35. 1612
    McMorgan & Company LLCSan Francisco, CA · 223 clientsAsset managerHybridMcMorgan & Company Capital Advisors LLC
    U.S. Bank 46%Fidelity 27%Amalgamated Bank 27%
    $7.6B
  36. 1613
    FacetWest Palm Beach, FL · 14,741 clientsWealth manager
    Apex Fintech 77%Fidelity 23%
    $7.6B
  37. 1616
    Belpointe Asset Management LLCReno, NV · 7,604 clientsWealth managerHybrid
    Schwab 85%
    $7.6B
  38. 1617
    Brown AdvisoryNorfolk, VA · 229 clientsWealth manager
    BNY 67%
    $7.6B
  39. 1618
    Avantax Planning Partners, Inc.Dubuque, IA · 8,370 clientsWealth managerHybridCetera Advisors LLC, Cetera Financial Specialists LLC, clears through Pershing
    Schwab 72%Fidelity Personal Trust 28%
    $7.6B
  40. 1620
    DSM Capital PartnersPalm Beach Gardens, FL · 2,465 clientsAsset manager
    Goldman Sachs 40%State Street 35%BNY 25%
    $7.6B

RIAs by state