Asset manager · Boston, MA
WGI DM, LLC
SEC-registered investment adviser · CRD 334219 · SEC 801-131865
At a glance
WGI DM, LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $7.8 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is charitable organizations. By Form ADV it is a asset manager, ranked 571st of 3,218 asset managers and 1,599th of 17,210 SEC-registered advisers by assets.
Main office 617-428-4040As filed on Form ADV
- Regulatory AUM
- $7.8B
- Rank among asset managers
- #571 of 3,218
- Rank among all SEC RIAs
- #1,599 of 17,210
- Rank in Massachusetts
- #115 of 627
- Clients
- 24
- Accounts
- 33
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Nina MathurChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | – | $2.1B | 27% |
| Pooled investment vehicles | 3 | $1.7B | 22% |
| State or municipal government entities | – | $1.6B | 20% |
| Pension and profit sharing plans | 6 | $841M | 11% |
| Other | 15 | $727M | 9% |
| Corporations or other businesses | – | $537M | 7% |
| Sovereign wealth funds and foreign official institutions | – | $317M | 4% |
Private funds
WGI DM, LLC reports 2 private funds with $1.7B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
WGI DM, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on WGI DM, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 593 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does WGI DM, LLC manage?
WGI DM, LLC reports $7.8 billion in regulatory assets under management across 33 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is WGI DM, LLC?
WGI DM, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are WGI DM, LLC’s clients?
By assets, its largest client types are charitable organizations ($2.1 billion); pooled investment vehicles ($1.7 billion, 3 clients); state or municipal government entities ($1.6 billion).
Does WGI DM, LLC manage private funds?
Yes. It reports 2 private funds with $1.7 billion in gross assets, including other private funds.
Does WGI DM, LLC have any disciplinary history?
WGI DM, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is WGI DM, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →