Asset manager · SAN Francisco, CA
McMorgan & Company LLC
SEC-registered investment adviser · CRD 115060 · SEC 801-60509
At a glance
McMorgan & Company LLC is an SEC-registered investment adviser based in SAN Francisco, California, with $7.6 billion in regulatory assets under management as of its Form ADV filed September 16, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 41 individual clients. By Form ADV it is a asset manager, ranked 573rd of 3,218 asset managers and 1,612th of 17,210 SEC-registered advisers by assets.
Main office 415-788-9300mcmorgan.comAs filed on Form ADV
- Regulatory AUM
- $7.6B
- Rank among asset managers
- #573 of 3,218
- Rank among all SEC RIAs
- #1,612 of 17,210
- Rank in California
- #168 of 1,873
- Individual clients
- 41
- High-net-worth clients
- 15
- Accounts
- 221
- Discretionary
- 100% of AUM
- Employees
- 26
- Advisory staff
- 14
- Offices
- 3
Owners and executives on its Form ADV
- Brian T. MortonPresident, Board of Managers, Member
- John F. SantaguidaCEO & Board of Managers
- Andrew S JosefGeneral Counsel and Chief Compliance Officer
- Ken H. TsuboiChief Investment Officer
Custody and brokerage
3 custodians
Broker-dealer
Hybrid RIA
McMorgan & Company LLC is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: McMorgan & Company Capital Advisors LLC.
Its Form ADV brochure (filed March 2026) names McMorgan & Company Capital Advisors as the broker-dealer its advisers are registered with.
including some of its executive officers, are also registered representatives of McMorgan & Company Capital Advisors LLC, an affiliated broker -dealer registered with the SEC and member of the Financial Industry Regulatory Auth ority, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 32 | $3.0B | 40% |
| Other | 143 | $2.6B | 35% |
| Pooled investment vehicles | 7 | $1.9B | 25% |
| High-net-worth individuals | 15 | $12M | <1% |
| Individuals | 26 | $5M | <1% |
Private funds
McMorgan & Company LLC reports 8 private funds with $1.7B in gross assets: venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
McMorgan & Company LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗mcmorgan.com ↗
AtlasMembers
The full record on McMorgan & Company LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 598 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does McMorgan & Company LLC manage?
McMorgan & Company LLC reports $7.6 billion in regulatory assets under management across 221 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 16, 2026.
What kind of firm is McMorgan & Company LLC?
McMorgan & Company LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are McMorgan & Company LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($3.0 billion, 32 clients); other ($2.6 billion, 143 clients); pooled investment vehicles ($1.9 billion, 7 clients).
Does McMorgan & Company LLC manage private funds?
Yes. It reports 8 private funds with $1.7 billion in gross assets, including venture capital funds, other private funds.
Does McMorgan & Company LLC have any disciplinary history?
McMorgan & Company LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is McMorgan & Company LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →