Chief Investment Officer · McMorgan & Company LLC
Ken H. Tsuboi
CRD 1757379 · Named on Form ADV at one SEC-registered adviser
At a glance
McMorgan & Company LLC, an SEC-registered asset manager based in SAN Francisco, CA with $7.6 billion in regulatory assets, lists Ken H. Tsuboi on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- McMorgan & Company LLCChief Investment OfficerAsset manager · SAN Francisco, CA · $7.6B in regulatory assets
AtlasMembers
Ken’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian T. MortonPresident, Board of Managers, Member, McMorgan & Company LLC
- John F. SantaguidaCEO & Board of Managers, McMorgan & Company LLC
- Andrew S JosefGeneral Counsel and Chief Compliance Officer, McMorgan & Company LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ken’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.