Asset manager · Cincinnati, OH
Fifth Third Wealth Advisors LLC
SEC-registered investment adviser · CRD 313015 · SEC 801-122096
At a glance
Fifth Third Wealth Advisors LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $7.8 billion in regulatory assets under management as of its Form ADV filed July 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,426 individual clients. By Form ADV it is a asset manager, ranked 570th of 3,218 asset managers and 1,596th of 17,210 SEC-registered advisers by assets.
Main office 513-268-8380ftwa.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $7.8B
- Rank among asset managers
- #570 of 3,218
- Rank among all SEC RIAs
- #1,596 of 17,210
- Rank in Ohio
- #31 of 403
- Individual clients
- 1,426
- High-net-worth clients
- 566
- Accounts
- 2,121
- Discretionary
- 100% of AUM
- Employees
- 83
- Advisory staff
- 58
- Offices
- 13
Owners and executives on its Form ADV
- Eric B. HousmanPresident/managing Member
- Jonathan W. ReynoldsManaging Member
- David E. BriggsManaging Member
- Keith G. WatsonManaging Director of Administration and Operations
- Lori M. FrischerManaging Member
- Mary E. ReillyManaging Member
- Robert P. BanksManaging Member
- Darren L. EarnhardtChief Operating Officer
- David C OlsonManaging Director, Practice Management
- Suzanne M. TaylorChief Compliance Officer
- Christopher E. OsmondChief Investment Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Comerica Securities,inc. and Fifth Third Securities, Inc..
- Comerica Securities,inc. ↗CRD 17079
- Fifth Third Securities, Inc. ↗CRD 628
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 566 | $3.0B | 38% |
| Corporations or other businesses | 41 | $2.2B | 28% |
| State or municipal government entities | 10 | $1.2B | 15% |
| Charitable organizations | 14 | $963M | 12% |
| Individuals | 860 | $351M | 5% |
| Insurance companies | 1 | $108M | 1% |
| Pension and profit sharing plans | 3 | $13M | <1% |
| Pooled investment vehicles | 3 | $3M | <1% |
Private funds
Fifth Third Wealth Advisors LLC reports 3 private funds with $3M in gross assets: private equity funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Fifth Third Wealth Advisors LLC answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ftwa.com ↗
AtlasMembers
The full record on Fifth Third Wealth Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 595 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Fifth Third Wealth Advisors LLC manage?
Fifth Third Wealth Advisors LLC reports $7.8 billion in regulatory assets under management across 2,121 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 29, 2026.
What kind of firm is Fifth Third Wealth Advisors LLC?
Fifth Third Wealth Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Fifth Third Wealth Advisors LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($3.0 billion, 566 clients); corporations or other businesses ($2.2 billion, 41 clients); state or municipal government entities ($1.2 billion, 10 clients).
Does Fifth Third Wealth Advisors LLC manage private funds?
Yes. It reports 3 private funds with $3 million in gross assets, including private equity funds, real estate funds.
Does Fifth Third Wealth Advisors LLC have any disciplinary history?
Fifth Third Wealth Advisors LLC answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Fifth Third Wealth Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →