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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2170
    Avidian Wealth SolutionsHouston, TX · 1,895 clientsWealth managerHybrid
    Fidelity Distributors Company 83%
    $4.8B
  2. 2172
    The Ascent Group, LLCVirginia Beach, VA · 4,292 clientsWealth managerHybridAlera Securities LLC
    Fidelity 39%Schwab 34%Assetmark Trust 27%
    $4.8B
  3. 2183
    Symmetry PartnersGlastonbury, CT · 8,909 clientsWealth managerHybrid
    Axos 64%Schwab 36%
    $4.7B
  4. 2184
    JFS Wealth Advisors, LLCHermitage, PA · 2,340 clientsWealth managerAffiliated broker-dealer
    Schwab 72%Fidelity 28%
    $4.7B
  5. 2192
    Klingenstein Fields AdvisorsNew York, NY · 1,309 clientsWealth managerHybrid
    Schwab 100%
    $4.7B
  6. 2196
    MCF Advisors, LLCLexington, KY · 3,539 clientsWealth manager
    Schwab 87%
    $4.7B
  7. 2200
    Bragg Financial Advisors IncCharlotte, NC · 1,613 clientsWealth manager
    Pershing 87%
    $4.7B
  8. 2204
    Diversify Advisory Services, LLCSouth Jordan, UT · 5,322 clientsWealth managerHybridDfpg Investments, LLC, Wade Read Capital, LLC
    Schwab 52%Fidelity 48%
    $4.6B
  9. 2206
    CG Advisory ServicesWilliamston, MI · 5,614 clientsWealth managerHybrid
    LPL Financial 88%
    $4.6B
  10. 2210
    Verdence Capital Advisors, LLCHunt Valley, MD · 1,876 clientsWealth manager
    Fidelity 86%
    $4.6B
  11. 2212
    Bowen, Hanes & Co IncPonte Vedra Beach, FL · 114 clientsAsset manager
    Principal Custody Solutions 85%
    $4.6B
  12. 2226
    Twin Focus Capital Partners, LLCBoston, MA · 83 clientsWealth manager
    Schwab 53%Fidelity 37%
    $4.6B
  13. 2237
    Wharton Business Group, LLCMalvern, PA · 119 clientsWealth managerAffiliated broker-dealerAlera Securities LLC
    Schwab 100%
    $4.6B
  14. 2238
    Zevenbergen Capital Investments LLCEdmonds, WA · 334 clientsAsset managerHybridVP Distributors, LLC
    Schwab 23%J.P. Morgan 22%
    $4.6B
  15. 2245
    JFG Family OfficeDenver, CO · 164 clientsWealth manager
    Schwab 100%
    $4.5B
  16. 2250
    CWA Asset Management GroupNaples, FL · 1,976 clientsWealth managerHybrid
    Schwab 100%
    $4.5B
  17. 2251
    Spire Wealth Management, LLCMcLean, VA · 6,379 clientsWealth managerHybridSpire Securities, LLC, clears through National Financial Services (Fidelity), Pershing
    Fidelity 79%
    $4.5B
  18. 2261
    Clifford Swan Investment CounselorsPasadena, CA · 970 clientsWealth manager
    Schwab 100%
    $4.5B
  19. 2267
    CX Institutional, LLCAuburn, IN · 4,560 clientsWealth manager
    Schwab 100%
    $4.5B
  20. 2271
    Bienville Capital Management, LLCNew York, NY · 90 clientsAsset manager
    Schwab 100%
    $4.5B
  21. 2279
    Accredited Investors Wealth ManagementEdina, MN · 947 clientsWealth manager
    Schwab 100%
    $4.4B
  22. 2283
    Alaska Permanent Capital Management, LLCAnchorage, AK · 90 clientsAsset manager
    Northern Trust 35%Principal Financial Group 33%
    $4.4B
  23. 2288
    Sand Hill Global Advisors, LLCPalo Alto, CA · 572 clientsWealth manager
    Fidelity 60%Schwab 40%
    $4.4B
  24. 2290
    Prosperity Capital AdvisorsWestlake, OH · 7,548 clientsWealth managerHybrid
    Schwab 59%
    $4.4B
  25. 2294
    Syon Capital LLCSan Francisco, CA · 72 clientsWealth manager
    Schwab 100%
    $4.4B
  26. 2296
    Advisory Alpha, LLCHolland, MI · 13,831 clientsWealth managerHybrid
    Schwab 86%
    $4.4B
  27. 2306
    Northcrest Asset ManagementPlymouth, MNAsset managerHybridWealth Enhancement Brokerage Services, LLC, clears through National Financial Services (Fidelity)
    Schwab 57%Fidelity 43%
    $4.3B
  28. 2308
    PCA Investment Advisory Services, Inc.Cincinnati, OH · 1,175 clientsAsset manager
    Fidelity 51%Schwab 37%
    $4.3B
  29. 2315
    Trillium Asset ManagementBoston, MA · 2,043 clientsWealth manager
    Schwab 81%
    $4.3B
  30. 2318
    Nicolet Wealth ManagementGreen Bay, WI · 3,849 clientsWealth managerBank-affiliatedHybrid
    Schwab 67%Fifth Third Bank 33%
    $4.3B
  31. 2319
    Sage Financial Group Inc.West Conshohocken, PA · 1,116 clientsWealth manager
    Schwab 100%
    $4.3B
  32. 2320
    Aaron Wealth AdvisorsChicago, IL · 176 clientsWealth manager
    Schwab 100%
    $4.3B
  33. 2326
    Simplicity WealthSummit, NJ · 8,494 clientsAsset managerHybridCorecap Investments, LLC, Retireone Investment Services, LLC
    Schwab 70%
    $4.3B
  34. 2330
    Beacon Capital Management, Inc.Dayton, OH · 10,456 clientsAsset managerHybridSammons Financial Network, LLC
    Schwab 100%
    $4.3B
  35. 2338
    ZWJ Investment Counsel IncAtlanta, GA · 1,058 clientsWealth manager
    Schwab 100%
    $4.2B
  36. 2342
    Scharf Investments, LLCLos Gatos, CA · 1,395 clientsAsset managerAffiliated broker-dealerIM Global US Distributors LLC
    Schwab 40%U.S. Bank 34%
    $4.2B
  37. 2344
    Halbert HargroveLong Beach, CA · 1,518 clientsWealth manager
    Fidelity 87%
    $4.2B
  38. 2348
    Southeast Asset Advisors, LLCThomasville, GA · 334 clientsWealth manager
    Schwab 69%
    $4.2B
  39. 2356
    Salem Investment Counselors IncWinston Salem, NC · 1,361 clientsWealth manager
    Schwab 100%
    $4.2B
  40. 2360
    Sound Income Strategies, LLCFort Lauderdale, FL · 24,757 clientsWealth managerHybridSound Income Wealth, LLC
    Schwab 84%
    $4.2B

RIAs by state