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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4645
    Synergy Asset Management, LLCVancouver, WA · 1,198 clientsWealth manager
    Schwab 100%
    $1.3B
  2. 4647
    Prescott Group Capital Management L.L.C.Tulsa, OK · 5 clientsPrivate fund adviser
    Schwab 100%
    $1.3B
  3. 4652
    Baldwin Investment Management, LLCWest Conshohocken, PA · 284 clientsWealth manager
    Schwab 100%
    $1.3B
  4. 4654
    Pinnacle Investments, LLCEast Syracuse, NY · 3,143 clientsBroker-dealer firmHybrid
    Wells Fargo 77%Schwab 23%
    $1.3B
  5. 4660
    Triangle Wealth ManagementRaleigh, NC · 525 clientsWealth manager
    Schwab 100%
    $1.3B
  6. 4670
    Canal Capital Management, LLCRichmond, VA · 417 clientsWealth manager
    Schwab 100%
    $1.3B
  7. 4674
    Obsidian CIO LLCNew York, NY · 7 clientsAsset manager
    Schwab 100%
    $1.3B
  8. 4679
    Bigsur Partners, LLCMiami, FL · 80 clientsWealth manager
    J.P. Morgan 66%Schwab 34%
    $1.3B
  9. 4681
    Connors Investor Services IncWyomissing, PA · 662 clientsWealth manager
    Schwab 71%Morgan Stanley 29%
    $1.3B
  10. 4683
    Newport Capital Group, LLCRed Bank, NJ · 252 clientsAsset managerHybridNCG Securities LLC
    Northern Trust 66%Schwab 34%
    $1.3B
  11. 4684
    American Financial Advisors IncWinter Park, FL · 799 clientsWealth manager
    Schwab 100%
    $1.3B
  12. 4687
    Bourgeon Capital Management LLCDarien, CT · 315 clientsWealth manager
    Schwab 100%
    $1.3B
  13. 4691
    Capital Advantage, Inc.Walnut Creek, CA · 667 clientsWealth manager
    Schwab 86%
    $1.3B
  14. 4692
    North Pier Fiduciary Management, LLCMarina Del Rey, CA · 39 clientsAsset manager
    Fidelity 48%Principal Custody Solutions 30%
    $1.3B
  15. 4693
    Pettinga Financial Advisors, LLCEvansville, IN · 712 clientsWealth managerAffiliated broker-dealer
    Schwab 87%
    $1.3B
  16. 4694
    Paul Winkler, Inc.Goodlettsville, TN · 2,459 clientsWealth manager
    Schwab 59%Axos 41%
    $1.3B
  17. 4697
    Northstar Fiduciary Partners, LLC185 clientsAsset manager
    John Hancock Distributors 93%
    $1.3B
  18. 4698
    KEB Wealth AdvisorsSpringfield, IL · 696 clientsWealth manager
    Schwab 70%Fidelity 30%
    $1.3B
  19. 4702
    L2 Asset Management, LLC86 clientsAsset manager
    Schwab 90%
    $1.3B
  20. 4704
    Arca Wealth, LLCPortsmouth, NH · 1,121 clientsWealth manager
    Schwab 55%Fidelity 45%
    $1.3B
  21. 4708
    Palisade Asset Management, LLCMinneapolis, MN · 118 clientsWealth manager
    Schwab 100%
    $1.3B
  22. 4710
    Fortitude Family OfficeScottsdale, AZ · 412 clientsWealth manager
    Schwab 100%
    $1.3B
  23. 4713
    Lexaurum AdvisorsOverland Park, KS · 2,230 clientsWealth managerHybrid
    Schwab 92%
    $1.3B
  24. 4715
    Managed Asset Portfolios, LLCRochester, MI · 1,663 clientsWealth managerHybrid
    Schwab 100%
    $1.3B
  25. 4720
    Chemistry Wealth Management LLCNew York, NY · 558 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.3B
  26. 4723
    Andina AdvisorsLogan, UT · 711 clientsWealth manager
    Schwab 100%
    $1.3B
  27. 4729
    Montis Financial, LLCWaltham, MA · 580 clientsWealth manager
    Schwab 59%Fidelity 41%
    $1.3B
  28. 4731
    Hohimer Wealth Management, LLCSeattle, WA · 579 clientsWealth managerWrap sponsor
    Wells Fargo 78%
    $1.3B
  29. 4738
    Xypn SapphireBozeman, MT · 796 clientsWealth manager
    Schwab 100%
    $1.3B
  30. 4739
    J.J. Burns & CompanyMelville, NY · 627 clientsWealth manager
    Schwab 100%
    $1.3B
  31. 4743
    Brookwood Investment GroupPhoenix, AZ · 3,506 clientsWealth manager
    Schwab 100%
    $1.3B
  32. 4745
    JAY A. Fishman, LTDTroy, MI · 537 clientsWealth manager
    Schwab 100%
    $1.3B
  33. 4747
    O'hagan Group, Inc.Bethlehem, PA · 900 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  34. 4755
    Gilman Hill Asset Management, LLCNew Canaan, CT · 299 clientsWealth manager
    Fidelity 46%State Street 28%Schwab 25%
    $1.2B
  35. 4764
    Lear Investment ManagementDallas, TX · 294 clientsAsset manager
    Schwab 71%Fidelity 29%
    $1.2B
  36. 4766
    Sivia Capital Partners, LLCMill Valley, CA · 55 clientsWealth manager
    Fidelity 81%
    $1.2B
  37. 4769
    Opal Wealth Advisors, LLCJericho, NY · 745 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  38. 4771
    Arlington Financial Advisors, LLCSanta Barbara, CA · 631 clientsWealth manager
    Schwab 100%
    $1.2B
  39. 4776
    Great Waters FinancialShoreview, MN · 1,627 clientsWealth manager
    Schwab 100%
    $1.2B
  40. 4779
    M Financial Asset Management, Inc.Portland, OR · 1,021 clientsWealth managerHybridM Financial Securities Marketing, Inc., M Holdings Securities, Inc.
    Fidelity 89%
    $1.2B

RIAs by state