Wealth manager, independent · Wyomissing, PA
Connors Investor Services Inc
SEC-registered investment adviser · CRD 106993 · SEC 801-6211
At a glance
Connors Investor Services Inc is an SEC-registered investment adviser based in Wyomissing, Pennsylvania, with $1.3 billion in regulatory assets under management as of its Form ADV filed September 9, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 591 individual clients. By Form ADV it is a wealth manager, ranked 1,215th of 8,915 wealth managers and 4,681st of 17,210 SEC-registered advisers by assets.
Main office 610-376-7418connorsinvestor.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among wealth managers
- #1,215 of 8,915
- Rank among all SEC RIAs
- #4,681 of 17,210
- Rank in Pennsylvania
- #175 of 564
- Individual clients
- 591
- High-net-worth clients
- 367
- Accounts
- 662
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Marlin MillerDirector
- Ronald H. SeherShareholder
- Robert C. LeaymanShareholder
- Peter J. ConnorsPresident, Director, Treasurer, Trustee
- Steven SilvermanSenior Vice President
- Robert J. CagliolaVice President
- Brian G. McCoyVice President
- Steven E. PottiegerVice President
- Russell J. FullerDirector
- Thomas R. PlattVice President
- Paul G OxholmDirector
- Kevin F. CrawfordDirector
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 367 | $777M | 61% |
| Charitable organizations | 28 | $132M | 10% |
| Pooled investment vehicles | 7 | $116M | 9% |
| Individuals | 224 | $89M | 7% |
| Investment companies | 1 | $57M | 4% |
| State or municipal government entities | 11 | $52M | 4% |
| Corporations or other businesses | 14 | $36M | 3% |
| Pension and profit sharing plans | 10 | $22M | 2% |
Private funds
Connors Investor Services Inc reports 9 private funds with $147M in gross assets: hedge funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Connors Investor Services Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗connorsinvestor.com ↗
AtlasMembers
The full record on Connors Investor Services Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,870 peers of its type and size
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- Owners and executives, with titles and stakes
- 17 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Connors Investor Services Inc manage?
Connors Investor Services Inc reports $1.3 billion in regulatory assets under management across 662 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 9, 2026.
What kind of firm is Connors Investor Services Inc?
Connors Investor Services Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Connors Investor Services Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($777 million, 367 clients); charitable organizations ($132 million, 28 clients); pooled investment vehicles ($116 million, 7 clients).
Does Connors Investor Services Inc manage private funds?
Yes. It reports 9 private funds with $147 million in gross assets, including hedge funds, venture capital funds, other private funds.
Does Connors Investor Services Inc have any disciplinary history?
Connors Investor Services Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Connors Investor Services Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →