Wealth manager, independent · Vancouver, WA
Synergy Asset Management, LLC
SEC-registered investment adviser · CRD 117201 · SEC 801-64132
At a glance
Synergy Asset Management, LLC is an SEC-registered investment adviser based in Vancouver, Washington, with $1.3B in regulatory assets under management as of its Form ADV filed March 17, 2026. It reports 1,153 individual clients, 209 of them high-net-worth, holding an average of about $0.6 million each, and 14 employees. That ranks it 853rd among the nation’s 5,657 independent wealth management RIAs and 22nd of 158 in Washington. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 206-386-5455synergyassetmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among independent wealth managers
- #853 of 5,657
- Rank among all SEC RIAs
- #4,645 of 17,210
- Rank in Washington
- #22 of 158
- Individual clients
- 1,153
- High-net-worth clients
- 209
- Accounts
- 5,353
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 10
- Offices
- 9
Owners and executives on its Form ADV
- Joseph M. MaasPrincipal
- Todd S. JessupPresident; Chief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Synergy Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 40 | $542M | 42% |
| High-net-worth individuals | 209 | $369M | 28% |
| Individuals | 944 | $342M | 26% |
| Investment companies | 2 | $22M | 2% |
| Pooled investment vehicles | 1 | $20M | 2% |
| Pension and profit sharing plans | 2 | $6M | <1% |
Private funds
Synergy Asset Management, LLC reports 1 private funds with $20M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Synergy Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗synergyassetmanagement.com ↗
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The full record on Synergy Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,842 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Washington
All of Washington →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Martel Wealth Advisors, LLCVancouver | $1.5B | 998 |
| Greene Wealth Management, LLCSeattle | $1.4B | 377 |
| McIlrath & ECK, LLCArlington | $1.4B | 1,287 |
| Paul R. Ried Financial Group, LLCBellevue | $1.3B | 1,059 |
| Aspire Capital Advisors LLCSeattle | $1.2B | 1,956 |
| Avier Wealth AdvisorsBellevue | $1.2B | 583 |
Background
Questions
How much does Synergy Asset Management, LLC manage?
Synergy Asset Management, LLC reports $1.3B in regulatory assets under management across 5,353 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 17, 2026.
How many clients does Synergy Asset Management, LLC have?
It reports 1,153 individual clients: 209 high-net-worth individuals and 944 other individuals. Individuals account for about 55% of its regulatory assets.
Where is Synergy Asset Management, LLC headquartered?
Its main office is in Vancouver, Washington. It reports 9 offices in total and 14 employees, 10 of whom perform investment advisory functions.
How does Synergy Asset Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Synergy Asset Management, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 17, 2026, it reports these amounts held: Charles Schwab ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Synergy Asset Management, LLC a hybrid RIA with a broker-dealer?
Synergy Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Synergy Asset Management, LLC a fiduciary?
As an SEC-registered investment adviser, Synergy Asset Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Synergy Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →