Wealth manager, independent · Bellevue, WA
Paul R. Ried Financial Group, LLC
SEC-registered investment adviser · CRD 297284 · SEC 801-113796
At a glance
Paul R. Ried Financial Group, LLC is an SEC-registered investment adviser based in Bellevue, Washington, with $1.3B in regulatory assets under management as of its Form ADV filed March 3, 2026. It reports 1,059 individual clients, 401 of them high-net-worth, holding an average of about $1.2 million each, and 12 employees. That ranks it 870th among the nation’s 5,657 independent wealth management RIAs and 23rd of 158 in Washington. It reports BNY Pershing as the custodian for its clients’ separately managed accounts.
Main office 425-646-6777paulried.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among independent wealth managers
- #870 of 5,657
- Rank among all SEC RIAs
- #4,711 of 17,210
- Rank in Washington
- #23 of 158
- Individual clients
- 1,059
- High-net-worth clients
- 401
- Accounts
- 2,516
- Discretionary
- 99% of AUM
- Employees
- 12
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Paul R. RiedPresident/ceo
- Adam JordanCCO
Custody and brokerage
Broker-dealer
No broker-dealer ties
Paul R. Ried Financial Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 401 | $939M | 74% |
| Individuals | 658 | $329M | 26% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Paul R. Ried Financial Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗paulried.com ↗
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The full record on Paul R. Ried Financial Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,896 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Washington
All of Washington →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Greene Wealth Management, LLCSeattle | $1.4B | 377 |
| McIlrath & ECK, LLCArlington | $1.4B | 1,287 |
| Synergy Asset Management, LLCVancouver | $1.3B | 1,153 |
| Aspire Capital Advisors LLCSeattle | $1.2B | 1,956 |
| Avier Wealth AdvisorsBellevue | $1.2B | 583 |
| Fortis Capital Management LLCBellevue | $1.2B | 665 |
Background
Questions
How much does Paul R. Ried Financial Group, LLC manage?
Paul R. Ried Financial Group, LLC reports $1.3B in regulatory assets under management across 2,516 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 3, 2026.
How many clients does Paul R. Ried Financial Group, LLC have?
It reports 1,059 individual clients: 401 high-net-worth individuals and 658 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Paul R. Ried Financial Group, LLC headquartered?
Its main office is in Bellevue, Washington. It reports 1 office in total and 12 employees, 8 of whom perform investment advisory functions.
How does Paul R. Ried Financial Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Paul R. Ried Financial Group, LLC use?
It reports BNY Pershing as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 3, 2026, it reports these amounts held: BNY Pershing ($1.3B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Paul R. Ried Financial Group, LLC a hybrid RIA with a broker-dealer?
Paul R. Ried Financial Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Paul R. Ried Financial Group, LLC a fiduciary?
As an SEC-registered investment adviser, Paul R. Ried Financial Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Paul R. Ried Financial Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →